Insider trade

Officer sold ~$160K of PFG shares in the open market

Traded Nov 12, 2025 · Filed Nov 13, 2025

~$160K
Reported value · 1,887 sh @ $85.04: 81K
Holds after · shares reported: +30.2%
stock since the trade · S&P 500 +13.4%, $85.26 → $111.03 on Oct 5

Why it stands out

Principal Financial Group's Principal Asia sold $160K of Principal Financial Group shares. It happened by itself, for taxes or pay.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Nov 12, 2025
Reporting period: Not applicable
Filed with the SEC: Nov 13, 2025

Officer$100K–$500KPre-arranged plan referenced

Context

Classification

open market sale

Code S — open-market or private sale

Absolute commitment

~$160,470

Shares × reported transaction price

Timing vs results

16 days after results of Oct 27, 2025, 89 days before results of Feb 9, 2026

Results dates are the company's own 8-K (Item 2.02). Many companies only let insiders trade in a window after results

Price at the time

Closed at $85.26 on Nov 12, 2025, within 5% of its 52-week high, after a 3% rise over the previous 30 trading days

52-week range $69.56 (Apr 8, 2025) to $89.04 (Feb 28, 2025), 81% of the way up, from 250 adjusted closes. 30 trading days earlier: $83.04 on Oct 1, 2025. Describes the past only, not a forecast

Planned / mechanical clue

Footnote references an employee stock purchase plan

Only flagged when a footnote says so; never inferred

After it was reported

After	Stock	S&P 500	Difference
7 days	-0.2%	-1.9%	+1.7%
30 days	+7.3%	+1.3%	+6.0%
90 days	+7.2%	+1.4%	+5.8%
180 days	+18.9%	+10.5%	+8.4%

Past results only. Not a forecast.

Source receipt

Record ID: 0001126328-25-000059
Filed / recorded: Nov 13, 2025, 3:39 PM UTC
Added to OQRO: Oct 2, 2026, 12:28 PM UTC
Parser: form4-xml-v1
Data quality: Verified: identifiers matched exactly
Issuer: PRINCIPAL FINANCIAL GROUP INC
Issuer CIK: 1126328
Ticker: PFG
Reporting person: Wee Yee Cheong
Relationship: Officer
Officer title: EVP, Principal Asia
Security: Common Stock
Table: Non-derivative (Table I)
Transaction date: Nov 12, 2025
Transaction code: S
Shares / units: 1,887
Price per share: $85.04
Acquired / disposed: Disposed (D)
Shares owned after: 81,421
Ownership form: Direct
Amendment: No

Footnotes from the filing

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.00 to $85.09, inclusive. The reporting person undertakes to provide Principal Financial Group, Inc., any security holder of Principal Financial Group, Inc., or the staff of the Securities Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
Includes 1741 shares acquired pursuant to the Principal Financial Group, Inc. Employee Stock Purchase Plan.

Around the same time

10mo ago

2,921Shares · @ $90.03

Not classified as an open-market trade.

Why it stands out Official record

10mo ago

5,130Shares · @ $62.78

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

10mo ago

5,130Shares · @ $90.08

Not classified as an open-market trade.

Why it stands out Official record