Insider trade

Officer sold ~$4.36M of CAT shares in the open market

Traded Feb 6, 2026 · Filed Feb 9, 2026

CaterpillarCAT

~$4.36M
Reported value · 6,033 sh @ $722.15: 41K
Holds after · shares reported: +13.8%
stock since the trade · S&P 500 +10.6%, $726.20 → $826.35 on Oct 1

Why it stands out

Caterpillar's Group President sold $4.36M of Caterpillar shares. Nobody planned it ahead of time.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Feb 6, 2026
Reporting period: Not applicable
Filed with the SEC: Feb 9, 2026

Officer$1M+

Context

Classification

open market sale

Code S — open-market or private sale

Absolute commitment

~$4,356,731

Shares × reported transaction price

Timing vs results

8 days after results of Jan 29, 2026, 83 days before results of Apr 30, 2026

Results dates are the company's own 8-K (Item 2.02). Many companies only let insiders trade in a window after results

Price at the time

Closed at $726.20 on Feb 6, 2026, at its 52-week high, after a 25% rise over the previous 30 trading days

52-week range $273.94 (Apr 8, 2025) to $726.20 (Feb 6, 2026), 100% of the way up, from 251 adjusted closes. 30 trading days earlier: $582.42 on Dec 23, 2025. Describes the past only, not a forecast

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

After it was reported

After	Stock	S&P 500	Difference
7 days	+3.0%	-1.3%	+4.4%
30 days	-5.6%	-3.8%	-1.8%
90 days	+24.8%	+6.8%	+18.0%
180 days	+12.8%	+11.7%	+1.1%

Past results only. Not a forecast.

Source receipt

Record ID: 0001104659-26-011941
Filed / recorded: Feb 9, 2026, 5:51 PM UTC
Added to OQRO: Oct 2, 2026, 3:52 AM UTC
Parser: form4-xml-v1
Data quality: Verified: identifiers matched exactly
Issuer: CATERPILLAR INC
Issuer CIK: 18230
Ticker: CAT
Reporting person: Anthony D. Fassino
Relationship: Officer
Officer title: Group President
Security: Common Stock
Table: Non-derivative (Table I)
Transaction date: Feb 6, 2026
Transaction code: S
Shares / units: 6,033
Price per share: $722.15
Acquired / disposed: Disposed (D)
Shares owned after: 41,151
Ownership form: Direct
Amendment: No

Around the same time

7mo ago

106Derivative units · @ $680.90

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

7mo ago

214Derivative units · @ $680.90

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

7mo ago

1,546Shares · @ $738.42

Routine share withholding; mechanical by default.

Why it stands out Official record