Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Mar 6, 2026
Reporting period
Not applicable
Filed with the SEC
Mar 10, 2026
OfficerGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001104659-26-025678
Filed / recorded
Mar 10, 2026, 3:41 PM UTC
Added to OQRO
Oct 2, 2026, 3:52 AM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
CATERPILLAR INC
Issuer CIK
18230
Ticker
CAT
Reporting person
Jason Kaiser
Relationship
Officer
Officer title
Group President
Security
Phantom Stock Units
Table
Derivative (Table II)
Transaction date
Mar 6, 2026
Transaction code
A
Shares / units
106
Price per share
$680.90
Acquired / disposed
Acquired (A)
Shares owned after
5,520
Ownership form
Direct
Amendment
No
Footnotes from the filing
Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.
Includes dividends accrued. Moreover, phantom stock units represent interests in an unfunded unitized company stock fund comprised of stock and cash, and therefore the number of phantom stock units the reporting person is deemed to own may change between any given dates due to differences in the percentages of cash and stock in the unitized fund on those dates.
