Insider trade

Officer sold ~$687K of CAT shares in the open market

Traded Nov 5, 2025 · Filed Nov 6, 2025

CaterpillarCAT

~$687K
Reported value · 1,200 sh @ $572.22: 1,323
Holds after · shares reported: +45.2%
stock since the trade · S&P 500 +12.8%, $569.15 → $826.35 on Oct 1

Why it stands out

Caterpillar's Chief Accounting Officer sold $687K of Caterpillar shares. Nobody planned it ahead of time.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Nov 5, 2025
Reporting period: Not applicable
Filed with the SEC: Nov 6, 2025

Officer$500K–$1M

Context

Classification

open market sale

Code S — open-market or private sale

Absolute commitment

~$686,664

Shares × reported transaction price

Timing vs results

7 days after results of Oct 29, 2025, 85 days before results of Jan 29, 2026

Results dates are the company's own 8-K (Item 2.02). Many companies only let insiders trade in a window after results

Price at the time

Closed at $569.15 on Nov 5, 2025, within 3% of its 52-week high, after a 21% rise over the previous 30 trading days

52-week range $273.94 (Apr 8, 2025) to $585.49 (Oct 29, 2025), 95% of the way up, from 250 adjusted closes. 30 trading days earlier: $469.79 on Sep 24, 2025. Describes the past only, not a forecast

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

After it was reported

After	Stock	S&P 500	Difference
7 days	-1.6%	+0.1%	-1.8%
30 days	+5.9%	+1.9%	+4.0%
90 days	+20.5%	+1.0%	+19.5%
180 days	+64.6%	+9.4%	+55.2%

Past results only. Not a forecast.

Source receipt

Record ID: 0001104659-25-107670
Filed / recorded: Nov 6, 2025, 8:14 PM UTC
Added to OQRO: Oct 2, 2026, 3:52 AM UTC
Parser: form4-xml-v1
Data quality: Verified: identifiers matched exactly
Issuer: CATERPILLAR INC
Issuer CIK: 18230
Ticker: CAT
Reporting person: William E Schaupp
Relationship: Officer
Officer title: Chief Accounting Officer
Security: Common Stock
Table: Non-derivative (Table I)
Transaction date: Nov 5, 2025
Transaction code: S
Shares / units: 1,200
Price per share: $572.22
Acquired / disposed: Disposed (D)
Shares owned after: 1,323
Ownership form: Direct
Amendment: No

Footnotes from the filing

Includes adjustments for dividends accrued.

Around the same time

CFO sold10mo ago

~$783KReported value · 1,378 sh @ $568.57

65K → 64K shares held−2% of their stake

The money chief of Caterpillar sold $783K of Caterpillar shares. Nobody planned it ahead of time.

Why it stands out Official record

CFO sold10mo ago

~$1.34MReported value · 2,360 sh @ $569.35

64K → 62K shares held−4% of their stake

The money chief of Caterpillar sold $1.34M of Caterpillar shares. Nobody planned it ahead of time.

Why it stands out Official record

CFO sold10mo ago

~$217KReported value · 381 sh @ $570.27

62K → 61K shares held−1% of their stake

The money chief of Caterpillar sold $217K of Caterpillar shares. Nobody planned it ahead of time.

Why it stands out Official record

Why it stands out

Dates, kept separate

Context

After it was reported

Source receipt

Footnotes from the filing

Around the same time

~$783KReported value · 1,378 sh @ $568.57

~$1.34MReported value · 2,360 sh @ $569.35

~$217KReported value · 381 sh @ $570.27

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