Insider trade

Officer sold ~$314K of COF shares in the open market

Traded Apr 1, 2026 · Filed Apr 3, 2026

~$314K
Reported value · 1,692 sh @ $185.61: 65K
Holds after · shares reported: +5.4%
stock since the trade · S&P 500 +16.6%, $184.50 → $194.48 on Oct 1

Why it stands out

Capital One's Pres, Banking & Prem. Products sold $314K of Capital One shares. It was planned long ago, so it says very little.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Apr 1, 2026
Reporting period: Not applicable
Filed with the SEC: Apr 3, 2026

Officer$100K–$500KPre-arranged plan referenced

Context

Classification

open market sale

Code S — open-market or private sale

Absolute commitment

~$314,052

Shares × reported transaction price

Timing vs results

69 days after results of Jan 22, 2026, 20 days before results of Apr 21, 2026

Results dates are the company's own 8-K (Item 2.02). Many companies only let insiders trade in a window after results

Price at the time

Closed at $184.50 on Apr 1, 2026, 23% above its 52-week low and 28% below its high, after a 12% drop over the previous 30 trading days

52-week range $150.57 (Apr 4, 2025) to $257.94 (Jan 6, 2026), 32% of the way up, from 251 adjusted closes. 30 trading days earlier: $209.88 on Feb 18, 2026. Describes the past only, not a forecast

Planned / mechanical clue

Footnote references a pre-arranged trading plan (Rule 10b5-1)

Only flagged when a footnote says so; never inferred

Securities lawsuit open at the trade date

A securities lawsuit naming the company as a defendant was filed on Sep 10, 2025 in the U.S. District Court, W.D. Texas. A filing is an allegation, not a finding.

3 such cases were open. Williams-Bey v. Capital One, docket 3:25-cv-00379, via CourtListener (court records). Nature of suit 850, company named as first defendant

After it was reported

After	Stock	S&P 500	Difference
7 days	+7.2%	+4.1%	+3.1%
30 days	+5.0%	+11.4%	-6.4%
90 days	+12.1%	+14.0%	-1.9%

Past results only. Not a forecast.

Source receipt

Record ID: 0001741273-26-000015
Filed / recorded: Apr 3, 2026, 8:56 PM UTC
Added to OQRO: Oct 2, 2026, 12:27 PM UTC
Parser: form4-xml-v1
Data quality: Verified: identifiers matched exactly
Issuer: CAPITAL ONE FINANCIAL CORP
Issuer CIK: 927628
Ticker: COF
Reporting person: Lia Dean
Relationship: Officer
Officer title: Pres, Banking & Prem. Products
Security: Common Stock
Table: Non-derivative (Table I)
Transaction date: Apr 1, 2026
Transaction code: S
Shares / units: 1,692
Price per share: $185.61
Acquired / disposed: Disposed (D)
Shares owned after: 65,454
Ownership form: Direct
Amendment: No

Footnotes from the filing

This transaction was executed pursuant to a trading plan entered into by the reporting person on August 14, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.

Around the same time

6mo ago

11KShares

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

Officer sold ~$204K of Capital One

Scheduled in advance6mo ago

7mo ago

9,957Shares

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record