Insider trade

Officer sold ~$326K of CAT shares in the open market

Traded May 13, 2026 · Filed May 14, 2026

CaterpillarCAT

~$326K
Reported value · 360 sh @ $906.00: 530
Holds after · shares reported: -8.4%
stock since the trade · S&P 500 +2.9%, $902.30 → $826.35 on Oct 1

Why it stands out

Caterpillar's Chief Accounting Officer sold $326K of Caterpillar shares. Nobody planned it ahead of time.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: May 13, 2026
Reporting period: Not applicable
Filed with the SEC: May 14, 2026

Officer$100K–$500K

Context

Classification

open market sale

Code S — open-market or private sale

Absolute commitment

~$326,160

Shares × reported transaction price

Timing vs results

13 days after results of Apr 30, 2026, 83 days before results of Aug 4, 2026

Results dates are the company's own 8-K (Item 2.02). Many companies only let insiders trade in a window after results

Price at the time

Closed at $902.30 on May 13, 2026, within 3% of its 52-week high, after a 27% rise over the previous 30 trading days

52-week range $342.51 (May 21, 2025) to $926.93 (May 6, 2026), 96% of the way up, from 251 adjusted closes. 30 trading days earlier: $708.46 on Mar 31, 2026. Describes the past only, not a forecast

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

After it was reported

After	Stock	S&P 500	Difference
7 days	-0.9%	+0.9%	-1.8%
30 days	+5.1%	+2.1%	+3.0%
90 days	-3.8%	+5.2%	-9.0%

Past results only. Not a forecast.

Source receipt

Record ID: 0001104659-26-060916
Filed / recorded: May 14, 2026, 3:50 PM UTC
Added to OQRO: Oct 2, 2026, 3:52 AM UTC
Parser: form4-xml-v1
Data quality: Verified: identifiers matched exactly
Issuer: CATERPILLAR INC
Issuer CIK: 18230
Ticker: CAT
Reporting person: William E Schaupp
Relationship: Officer
Officer title: Chief Accounting Officer
Security: Common Stock
Table: Non-derivative (Table I)
Transaction date: May 13, 2026
Transaction code: S
Shares / units: 360
Price per share: $906.00
Acquired / disposed: Disposed (D)
Shares owned after: 530
Ownership form: Direct
Amendment: No

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Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

4mo ago

211Shares

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Why it stands out Official record

4mo ago

211Shares

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Why it stands out Official record

Why it stands out

Dates, kept separate

Context

After it was reported

Source receipt

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