Insider trade

CEO sold ~$7.61M of COF shares in the open market

Traded Nov 4, 2025 · Filed Nov 6, 2025

Capital OneCOF

~$7.61M
Reported value · 34K sh @ $221.04: 4.06M
Holds after · shares reported: -11.9%
stock since the trade · S&P 500 +13.1%, $220.68 → $194.48 on Oct 1

Why it stands out

The boss of Capital One sold $7.61M of Capital One shares. It was planned long ago, so it says very little.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Nov 4, 2025
Reporting period: Not applicable
Filed with the SEC: Nov 6, 2025

CEO$1M+Pre-arranged plan referenced

Context

Classification

open market sale

Code S — open-market or private sale

Absolute commitment

~$7,611,954

Shares × reported transaction price

Timing vs results

14 days after results of Oct 21, 2025, 79 days before results of Jan 22, 2026

Results dates are the company's own 8-K (Item 2.02). Many companies only let insiders trade in a window after results

Price at the time

Closed at $220.68 on Nov 4, 2025, within 4% of its 52-week high, after a 1% drop over the previous 30 trading days

52-week range $150.57 (Apr 4, 2025) to $229.74 (Sep 18, 2025), 89% of the way up, from 250 adjusted closes. 30 trading days earlier: $223.02 on Sep 23, 2025. Describes the past only, not a forecast

Planned / mechanical clue

Footnote references a pre-arranged trading plan (Rule 10b5-1)

Only flagged when a footnote says so; never inferred

Securities lawsuit open at the trade date

A securities lawsuit naming the company as a defendant was filed on Sep 10, 2025 in the U.S. District Court, W.D. Texas. A filing is an allegation, not a finding.

3 such cases were open. Williams-Bey v. Capital One, docket 3:25-cv-00379, via CourtListener (court records). Nature of suit 850, company named as first defendant

After it was reported

After	Stock	S&P 500	Difference
7 days	-3.1%	+0.1%	-3.2%
30 days	+5.9%	+1.9%	+4.0%
90 days	-0.4%	+1.0%	-1.4%
180 days	-11.2%	+9.4%	-20.6%

Past results only. Not a forecast.

Source receipt

Record ID: 0001238032-25-000008
Filed / recorded: Nov 6, 2025, 10:03 PM UTC
Added to OQRO: Oct 2, 2026, 12:27 PM UTC
Parser: form4-xml-v1
Data quality: Verified: identifiers matched exactly
Issuer: CAPITAL ONE FINANCIAL CORP
Issuer CIK: 927628
Ticker: COF
Reporting person: Richard D Fairbank
Relationship: Director, Officer
Officer title: Chairman and CEO
Security: Common Stock
Table: Non-derivative (Table I)
Transaction date: Nov 4, 2025
Transaction code: S
Shares / units: 34,437
Price per share: $221.04
Acquired / disposed: Disposed (D)
Shares owned after: 4,056,397
Ownership form: Direct
Amendment: No

Footnotes from the filing

This transaction was executed pursuant to a trading plan entered into by the reporting person on May 13, 2025, in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934, as amended.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $220.60 to $221.54. Information regarding the number of shares sold at each price will be provided upon request.

Around the same time

10mo ago

Congress trade

$50,001 - $100,000Reported range · official band, not an exact amount

4 different filers disclosed COF within 90 days. Disclosed 25 days after the transaction; reported as an official range, not an exact amount.

Why it stands out Official record

Officer sold ~$443K of Capital One

Scheduled in advance10mo ago

Officer sold ~$640K of Capital One

Scheduled in advance10mo ago