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Officer exercised or converted 500 HLI derivative securities | OQRO

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Houlihan Lokey
Officer exercised or converted 500 HLI derivative securities

Insider trades

Insider trade

Officer exercised or converted 500 HLI derivative securities

Traded Jan 2, 2026 · Filed Jan 6, 2026

HLIHoulihan LokeyHLI

500
Shares

Why it stands out

Derivative exercise or conversion — not an open-market buy.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Jan 2, 2026
Reporting period: Not applicable
Filed with the SEC: Jan 6, 2026

OfficerOption exercise

Context

Classification

option exercise

Code C — exercise or conversion of a derivative security

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001649160-26-000002

Ask Claude or ChatGPT about these filings. Connect OQRO in a minute, then ask things like “which insiders bought this week?”

Filed / recorded

Jan 6, 2026, 3:19 AM UTC

Added to OQRO

Oct 6, 2026, 7:59 PM UTC

Parser

form4-xml-v2

Data quality

Verified: identifiers matched exactly

Issuer

HOULIHAN LOKEY, INC.

Issuer CIK

1302215

Ticker

HLI

Reporting person

Christopher M Crain

Relationship

Officer

Officer title

GENERAL COUNSEL

Security

CLASS A COMMON STOCK

Table

Non-derivative (Table I)

Transaction date

Jan 2, 2026

Transaction code

Shares / units

500

Price per share

$0.00

Acquired / disposed

Acquired (A)

Shares owned after

500

Ownership form

Direct

Amendment

Footnotes from the filing

Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.