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Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell.
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Jun 15, 2026
Reporting period
Not applicable
Filed with the SEC
Jun 17, 2026
CEOTax withholding
Context
Classification
tax withholding
Code F — shares delivered to pay exercise price or tax liability
Planned / mechanical clue
Tax mechanics (code F)
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001493152-26-028968
Filed / recorded
Jun 17, 2026, 4:23 AM UTC
Added to OQRO
Oct 8, 2026, 12:54 AM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
SURO CAPITAL CORP.
Issuer CIK
1509470
Ticker
SSSS
Reporting person
Mark D Klein
Relationship
Director, Officer
Officer title
Chairman, CEO and President
Security
Common Stock
Table
Non-derivative (Table I)
Transaction date
Jun 15, 2026
Transaction code
F
Shares / units
293,265
Price per share
$13.56
Acquired / disposed
Disposed (D)
Shares owned after
1,732,756
Ownership form
Direct
Amendment
No
Footnotes from the filing
Shares withheld to satisfy the reporting person's tax obligations in connection with vesting of restricted shares on June 15, 2026. Transaction exempt from Section 16(b) pursuant to Rule 16b-3.
This total includes (i) 811,646 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to vesting schedules; and (iii) restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan on November 21, 2025 and June 12, 2026, which are subject to vesting schedules. On June 15, 2026, in connection with the approval of the Company's externalization by its stockholders, the Board of Directors of the Company approved the acceleration of the vesting of the Reporting Person's unvested restricted shares, effective as of June 15, 2026, subject to the Reporting Person's entry into a lock-up agreement that replicates the holding periods of the existing vesting schedules applicable to such shares.
Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.
Company filing · Form 8-K · Material agreement, New debtChanged a top executive or board member, and signed an important agreement (and 2 more items)“On July 15, 2026, the Board, in accordance with its bylaws, increased the size of the Board from six to seven directors, creating a vacancy to be filled by a new director and to serve with the class of directors whose terms expire at the Company’s 2028 annual meeting of stockholders.”