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Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell.
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
May 12, 2025
Reporting period
Not applicable
Filed with the SEC
Sep 9, 2026
CEOIndirect holdingOther
Context
Classification
other
Code J — not an open-market trade
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001079973-26-001229
Filed / recorded
Sep 9, 2026, 12:40 AM UTC
Added to OQRO
Oct 8, 2026, 8:28 PM UTC
Parser
form4-xml-v2
Data quality
Read from the record; company matched by name
Issuer
Dolphin Entertainment, Inc.
Issuer CIK
1282224
Ticker
DLPN
Reporting person
William Iv O'dowd
Relationship
Director, Officer, 10% owner
Officer title
Chief Executive Officer
Security
10% Convertible Promissory Note due 2029
Table
Derivative (Table II)
Transaction date
May 12, 2025
Transaction code
J
Shares / units
Not reported in the filing
Acquired / disposed
Acquired (A)
Shares owned after
—
Ownership form
Indirect — By Dolphin Entertainment LLC
Amendment
No
Footnotes from the filing
On May 12, 2025, the Issuer entered into an exchange agreement (the "Exchange Agreement") with Dolphin Entertainment LLC ("DE LLC"), pursuant to which, the Issuer and DE LLC agreed to exchange the three nonconvertible promissory notes in the aggregate principal amount of $2,242,873 for three convertible promissory notes (the "New Notes") in the same principal amounts. As consideration for the exchange, the Issuer and DE LLC agreed to extend the maturity date on each of the notes by six months. One note, with a principal balance of $1,107,873 now matures on June 30, 2027, one note with a principal balance of $1,000,000 now matures on October 29, 2029 and one note with a principal balance of $135,000, now matures on December 10, 2029. The New Notes continue to bear interest at a rate of 10% per annum. DE LLC may convert the principal balance of the New Notes and any accrued interest thereon at any time before the maturity date of the Note into common stock of the Issuer.
Does not include shares which may be issued upon the conversion of interest due.
Dolphin Entertainment, LLC is an entity wholly owned by William O'Dowd IV.
Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.
