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Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell.
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Oct 27, 2026
Reporting period
Not applicable
Filed with the SEC
Oct 29, 2026
DirectorIndirect holdingGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001437749-26-033998
Filed / recorded
Oct 29, 2026, 9:15 PM UTC
Added to OQRO
Oct 29, 2026, 9:20 PM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
HYDROFARM HOLDINGS GROUP, INC.
Issuer CIK
1695295
Ticker
HYFM
Reporting person
Richard Christopher Yetter
Relationship
Director
Security
Common Warrant
Table
Derivative (Table II)
Transaction date
Oct 27, 2026
Transaction code
A
Shares / units
138,121
Acquired / disposed
Acquired (A)
Shares owned after
138,121
Ownership form
Indirect — Dumont Investment Fund LP
Amendment
No
Footnotes from the filing
On October 27, 2026, Issuer entered into a Securities Purchase Agreement (the "Purchase Agreement") with the purchasers signatory thereto and consummated the transactions contemplated thereunder. Pursuant to the Purchase Agreement, Issuer agreed to issue and sell to Reporting Person (i) in a registered direct offering 23,983 shares of Common Stock, $0.0001 par value per share ("Common Stock") and (ii) in a concurrent private placement 114,138 shares of Common Stock and 138,121 accompanying common stock purchase warrants to purchase shares of Common Stock (the "Common Warrants"). The transaction was approved by the Issuer's board of directors in accordance with Rule 16b-3.
The Common Warrants may be exercised on a one-for-one basis for shares of Common Stock at an exercise price of $0.78 per share of Common Stock, to the extent that after giving effect to such exercise the Reporting Person would beneficially own, for purposes of Section 13(d) of the Securities Exchange Act of 1934, as amended, no more than 9.99% of the outstanding shares of Common Stock. The Common Warrants will expire five and a half years following the date of issuance
Dumont Investment Fund LP was previously named Dumont Master Fund LP and adopted its current name in 2026. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose.
A Schedule 13G is filed by holders above 5% who say they will not try to influence the company. Index funds and large asset managers file most of them.
Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.