Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Jun 26, 2026
Reporting period
Not applicable
Filed with the SEC
Jun 30, 2026
OfficerGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001437749-26-022192
Filed / recorded
Jun 30, 2026, 11:20 PM UTC
Added to OQRO
Oct 6, 2026, 10:14 PM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
CATHAY GENERAL BANCORP
Issuer CIK
861842
Ticker
CATY
Reporting person
Albert Sun
Relationship
Officer
Officer title
EVP, Chief Credit Officer
Security
Restricted Stock Units
Table
Derivative (Table II)
Transaction date
Jun 26, 2026
Transaction code
A
Shares / units
1,551
Acquired / disposed
Acquired (A)
Shares owned after
1,551
Ownership form
Direct
Amendment
No
Footnotes from the filing
Each restricted stock unit represented a contingent right to receive one share of Common Stock upon vesting. The number of restricted stock units that are earned can be reduced by up to 100% of the target award or increased by up to 150% of the target award, depending upon the achievement of certain performance criteria.
These restricted stock units are scheduled to vest in a single installment on December 31, 2028, subject to continued employment, but may vest to some extent earlier in the event of death, disability, retirement after December 31, 2027 or a change in control, with the number of units earned being based on the achievement of certain performance criteria.