Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Mar 27, 2026
Reporting period
Not applicable
Filed with the SEC
Mar 31, 2026
DirectorGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001126328-26-000096
Filed / recorded
Mar 31, 2026, 8:19 PM UTC
Added to OQRO
Oct 2, 2026, 12:28 PM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
PRINCIPAL FINANCIAL GROUP INC
Issuer CIK
1126328
Ticker
PFG
Reporting person
Alfredo Rivera
Relationship
Director
Security
Common Stock
Table
Derivative (Table II)
Transaction date
Mar 27, 2026
Transaction code
A
Shares / units
30
Price per share
$87.01
Acquired / disposed
Acquired (A)
Shares owned after
3,255
Ownership form
Direct
Amendment
No
Footnotes from the filing
The units convert to common stock on a one-for-one basis.
The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.