Insider trade

Director received an award of 33 CAT derivative securities

Traded Mar 31, 2026 · Filed Apr 1, 2026

CaterpillarCAT

33
Derivative units · @ $690.44

Why it stands out

Compensation award — excluded from discretionary-purchase analysis.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Mar 31, 2026
Reporting period: Not applicable
Filed with the SEC: Apr 1, 2026

DirectorGrant / award

Context

Classification

grant award

Code A — grant or award

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001104659-26-038394
Filed / recorded

Apr 1, 2026, 5:23 PM UTC

Added to OQRO

Oct 2, 2026, 3:52 AM UTC

Parser

form4-xml-v1

Data quality

Verified: identifiers matched exactly

Issuer

CATERPILLAR INC

Issuer CIK

18230

Ticker

CAT

Reporting person

David Maclennan

Relationship

Director

Security

Phantom Stock Units

Table

Derivative (Table II)

Transaction date

Mar 31, 2026

Transaction code

A

Shares / units

33

Price per share

$690.44

Acquired / disposed

Acquired (A)

Shares owned after

453

Ownership form

Direct

Amendment

No

Footnotes from the filing

Each phantom stock unit under the company's non-qualified deferred compensation plans as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
Phantom stock units awarded or acquired in lieu of director cash compensation.
The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Includes adjustments for dividends accrued.