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Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell.
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Nov 21, 2025
Reporting period
Not applicable
Filed with the SEC
Nov 25, 2025
CEOGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001493152-25-024934
Filed / recorded
Nov 25, 2025, 11:58 PM UTC
Added to OQRO
Oct 8, 2026, 12:54 AM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
SURO CAPITAL CORP.
Issuer CIK
1509470
Ticker
SSSS
Reporting person
Mark D Klein
Relationship
Director, Officer
Officer title
Chairman, CEO and President
Security
Common Stock
Table
Non-derivative (Table I)
Transaction date
Nov 21, 2025
Transaction code
A
Shares / units
174,465
Price per share
$0.00
Acquired / disposed
Acquired (A)
Shares owned after
1,705,055
Ownership form
Direct
Amendment
No
Footnotes from the filing
Restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028.
This total includes (i) 779,014 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules.
Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.