Derivative exercise or conversion — not an open-market buy.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Sep 10, 2026
Reporting period
Not applicable
Filed with the SEC
Sep 11, 2026
OfficerOption exercise
Context
Classification
option exercise
Code C — exercise or conversion of a derivative security
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001649160-26-000004
Filed / recorded
Sep 11, 2026, 12:56 AM UTC
Added to OQRO
Oct 6, 2026, 7:59 PM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
HOULIHAN LOKEY, INC.
Issuer CIK
1302215
Ticker
HLI
Reporting person
Christopher M Crain
Relationship
Officer
Officer title
GENERAL COUNSEL
Security
CLASS B COMMON STOCK
Table
Derivative (Table II)
Transaction date
Sep 10, 2026
Transaction code
C
Shares / units
1,000
Price per share
$0.00
Acquired / disposed
Disposed (D)
Shares owned after
0
Ownership form
Direct
Amendment
No
Footnotes from the filing
Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.