Ask OQRO is part of OQRO Pro. Everything else on OQRO is free.
Cookies
Only to see which pages are hard to use, so we can fix them. Nothing is used for ads, and what you type stays hidden (Microsoft Clarity, PostHog). Privacy Policy
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell.
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Nov 5, 2026
Reporting period
Not applicable
Filed with the SEC
Nov 6, 2026
ChairIndirect holdingOther
Context
Classification
other
Code J — not an open-market trade
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001628280-26-071750
Filed / recorded
Nov 6, 2026, 9:42 PM UTC
Added to OQRO
Nov 6, 2026, 9:45 PM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
Sunrise Realty Trust, Inc.
Issuer CIK
2012706
Ticker
SUNS
Reporting person
Leonard M Tannenbaum
Relationship
Director, Officer, 10% owner
Officer title
Executive Chairman
Security
Common Stock
Table
Non-derivative (Table I)
Transaction date
Nov 5, 2026
Transaction code
J
Shares / units
326,250
Price per share
$0.00
Acquired / disposed
Acquired (A)
Shares owned after
326,250
Ownership form
Indirect — See footnote
Amendment
No
Footnotes from the filing
Shares of Sunrise Realty Trust, Inc. (the "Issuer") common stock received on November 5, 2026 upon completion of the merger of Southern Realty Trust Inc. ("SRT") with and into a wholly owned subsidiary of the Issuer, in which each share of SRT common stock was converted into (i) 1.45 shares of Issuer common stock, rounded up to the nearest whole share and (ii) a cash amount equal to $0.05.
Represents 326,250 fully vested shares of Issuer common stock received in exchange for 225,000 shares of SRT common stock.
These shares are held by Gleams Jr LLC, wholly owned by the Tannenbaum Family 2012 Trust, for benefit of certain members of the Reporting Person's family, for which Gabriel Katz is a Co-Trustee. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
A Schedule 13D means the holder owns more than 5% and keeps the option to push for changes: board seats, a sale, buybacks. It must be filed within 5 business days.
Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.
