Prospect Capital (PSEC)CEO bought ~$8.58M

~$8.58M

Approx. value · 2M sh @ $4.29

79.5M

Holds after · shares reported

Traded

Dec 24, 2024

Filed

Dec 27, 2024

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Nov 12, 2024Insider · 1 personInsiders: 2 purchases (~$65K)
2. Nov 14, 2024Insider · 2 peopleInsiders: 3 purchases (~$4.4M)
3. Nov 15, 2024Insider · 2 peopleInsiders: 2 purchases (~$928K)
4. Nov 18, 2024Insider · 2 peopleInsiders: 2 purchases (~$3.8M)
5. Nov 19, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.7M)
6. Nov 20, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.6M)
7. Nov 21, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.7M)
8. Nov 22, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.8M)
9. Nov 25, 2024InsiderDirector purchased ~$24K of PSEC shares in the open market
10. Nov 26, 2024InsiderDirector purchased ~$24K of PSEC shares in the open market
11. Nov 27, 2024InsiderDirector purchased ~$1.01M of PSEC shares in the open market
12. Nov 29, 2024InsiderDirector purchased ~$1.01M of PSEC shares in the open market
13. Dec 24, 2024 · this disclosureInsiderCEO purchased ~$8.58M of PSEC shares in the open market

What came next

1. Mar 11, 2025Insider · 1 personInsiders: 2 purchases (~$8.6M)
2. Mar 12, 2025InsiderCEO purchased ~$1.02M of PSEC shares in the open market
3. Mar 13, 2025InsiderCEO purchased ~$1.01M of PSEC shares in the open market
4. Mar 14, 2025Insider · 2 peopleInsiders: 2 purchases (~$1.0M)
5. Mar 17, 2025InsiderCEO purchased ~$1.03M of PSEC shares in the open market
6. Mar 18, 2025Insider · 2 peopleInsiders: 3 purchases (~$185K)
7. Mar 19, 2025InsiderCEO purchased ~$103K of PSEC shares in the open market
8. Mar 20, 2025InsiderCEO purchased ~$103K of PSEC shares in the open market
9. Mar 21, 2025InsiderCEO purchased ~$102K of PSEC shares in the open market
10. Mar 24, 2025InsiderCEO purchased ~$102K of PSEC shares in the open market

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Prospect Capital

For Prospect Capital, OQRO holds 1 insider filing (SEC Form 4 or Form 144) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its PSEC page.

Other recent filings by John F Barry, CHIEF EXECUTIVE OFFICER

• SEC Form 4 at Prospect Capital (PSEC)Sep 9, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 25, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 25, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 24, 2026
• SEC Form 4 at Prospect Capital (PSEC)May 28, 2026

The full history of John F Barry, CHIEF EXECUTIVE OFFICER is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Prospect Capital

• SEC Form 4Sep 9, 2026
• SEC Form 4Jun 25, 2026
• SEC Form 4Jun 25, 2026
• SEC Form 4Jun 24, 2026
• SEC Form 4May 28, 2026
• SEC Form 4May 28, 2026

Everything OQRO holds on this company is on its PSEC page.