Prospect Capital (PSEC)CFO bought ~$25K

~$25K

Approx. value · 5,800 sh @ $4.29

87K

Holds after · shares reported

Traded

Nov 12, 2024

Filed

Nov 14, 2024

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Nov 12, 2024 · this disclosureInsiderCFO purchased ~$25K of PSEC shares in the open market

What came next

1. Nov 12, 2024InsiderCFO purchased ~$40K of PSEC shares in the open market
2. Nov 14, 2024Insider · 2 peopleInsiders: 3 purchases (~$4.4M)
3. Nov 15, 2024Insider · 2 peopleInsiders: 2 purchases (~$928K)
4. Nov 18, 2024Insider · 2 peopleInsiders: 2 purchases (~$3.8M)
5. Nov 19, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.7M)
6. Nov 20, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.6M)
7. Nov 21, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.7M)
8. Nov 22, 2024Insider · 2 peopleInsiders: 2 purchases (~$4.8M)
9. Nov 25, 2024InsiderDirector purchased ~$24K of PSEC shares in the open market
10. Nov 26, 2024InsiderDirector purchased ~$24K of PSEC shares in the open market
11. Nov 27, 2024InsiderDirector purchased ~$1.01M of PSEC shares in the open market
12. Nov 29, 2024InsiderDirector purchased ~$1.01M of PSEC shares in the open market
13. Dec 24, 2024InsiderCEO purchased ~$8.58M of PSEC shares in the open market

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Prospect Capital

For Prospect Capital, OQRO holds 1 insider filing (SEC Form 4 or Form 144) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its PSEC page.

Other recent filings by Dask Kristin Lea Van, CFO, TREASURER, SECRETARY, CCO

• SEC Form 4 at Prospect Capital (PSEC)Nov 14, 2024

The full history of Dask Kristin Lea Van, CFO, TREASURER, SECRETARY, CCO is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Prospect Capital

• SEC Form 4Sep 9, 2026
• SEC Form 4Jun 25, 2026
• SEC Form 4Jun 25, 2026
• SEC Form 4Jun 24, 2026
• SEC Form 4May 28, 2026
• SEC Form 4May 28, 2026

Everything OQRO holds on this company is on its PSEC page.