Prospect Capital (PSEC): Barry John F disclosed a 25.2% stake in PSEC and may seek to influence the company 25.2%

25.2%

Stake

135M

Shares owned

Stake as of

Oct 16, 2026

Filed

Oct 20, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Aug 20, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
2. Sep 4, 2026InsiderCEO purchased ~$2.73M of PSEC shares in the open market

What came next

1. Oct 20, 20265% stakeBarry John F filed an activist stake (13D) of 25.2%
2. Oct 27, 2026Company filing · Form 8-K · ResultsReported its results
3. Nov 4, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
4. Nov 5, 2026Company filing · Form 8-K · Material agreementSigned an important agreement
5. Nov 6, 2026Insider · 2 peopleInsiders: 2 purchases (~$1.7M)
6. Nov 9, 2026InsiderCEO purchased ~$3.93M of PSEC shares in the open market
7. Nov 10, 2026InsiderCEO purchased ~$2.13M of PSEC shares in the open market

How to read SEC Schedule 13D

A Schedule 13D and a Schedule 13G both disclose beneficial ownership of more than 5% of a US company's voting shares. A 13D is the long form, filed by holders who may seek to influence or control the company, and it must state what they intend to do. A 13G is the short form, open only to passive holders and to certain institutions holding in the ordinary course of business, and it asks no question about intent.

Full guide: Schedule 13D vs Schedule 13G: what is the difference?

What else is on file for Prospect Capital

For Prospect Capital, OQRO holds 5 insider filings (SEC Form 4 or Form 144) and 1 fund holdings report (13F) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its PSEC page.

How this filing works

• Schedule 13D vs 13G

Other disclosures at Prospect Capital

• SEC Form 4Nov 13, 2026
• SEC Form 4Nov 13, 2026
• SEC Form 4Nov 10, 2026
• SEC Form 4Nov 9, 2026
• SEC Form 4Sep 9, 2026
• SEC Form 4Jun 25, 2026

Everything OQRO holds on this company is on its PSEC page.