Officer sold
~$14.2MReported value · 15K sh @ $916.75
Stock since the trade -10.8% · S&P 500 +3.3% · to Oct 1
Caterpillar's Group President sold $14.2M of Caterpillar shares. Nobody planned it ahead of time.
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Reporting person on SEC Form 4
Anthony D. Fassino
Group President
Disclosures on record
31
Companies involved
1
Disclosure history
Officer sold
~$774KReported value · 843 sh @ $917.73
Stock since the trade -10.8% · S&P 500 +3.3% · to Oct 1
Caterpillar's Group President sold $774K of Caterpillar shares. Nobody planned it ahead of time.
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.
Officer sold
~$8.15MReported value · 8,802 sh @ $926.23
Stock since the trade -10.8% · S&P 500 +4.1% · to Oct 1
Caterpillar's Group President sold $8.15M of Caterpillar shares. Nobody planned it ahead of time.
Officer sold
~$324KReported value · 350 sh @ $926.83
Stock since the trade -10.8% · S&P 500 +4.1% · to Oct 1
Caterpillar's Group President sold $324K of Caterpillar shares. Nobody planned it ahead of time.
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.
Routine share withholding; mechanical by default.
Routine share withholding; mechanical by default.
Officer sold
~$6.13MReported value · 7,891 sh @ $776.90
Stock since the trade +6.7% · S&P 500 +12.1% · to Oct 1
Caterpillar's Group President sold $6.13M of Caterpillar shares. Nobody planned it ahead of time.
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.
Compensation award — excluded from discretionary-purchase analysis.
Routine share withholding; mechanical by default.
Officer sold
~$4.36MReported value · 6,033 sh @ $722.15
Stock since the trade +13.8% · S&P 500 +10.6% · to Oct 1
Caterpillar's Group President sold $4.36M of Caterpillar shares. Nobody planned it ahead of time.
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.
Officer sold
~$7.26MReported value · 11K sh @ $680.45
Stock since the trade +19.6% · S&P 500 +9.9% · to Oct 1
Caterpillar's Group President sold $7.26M of Caterpillar shares. Nobody planned it ahead of time.
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.
Routine share withholding; mechanical by default.
Officer sold
~$4.67MReported value · 8,184 sh @ $570.18
Stock since the trade +44.8% · S&P 500 +12.1% · to Oct 1
Caterpillar's Group President sold $4.67M of Caterpillar shares. Nobody planned it ahead of time.
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.