Derivative exercise or conversion — not an open-market buy.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
May 11, 2026
Reporting period
Not applicable
Filed with the SEC
May 12, 2026
OfficerOption exercise
Context
Classification
option exercise
Code M — exercise or conversion of a derivative security
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001104659-26-059243
Filed / recorded
May 12, 2026, 5:37 PM UTC
Added to OQRO
Oct 2, 2026, 3:52 AM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
CATERPILLAR INC
Issuer CIK
18230
Ticker
CAT
Reporting person
Anthony D. Fassino
Relationship
Officer
Officer title
Group President
Security
Employee Stock Options
Table
Derivative (Table II)
Transaction date
May 11, 2026
Transaction code
M
Shares / units
21,403
Price per share
$219.76
Acquired / disposed
Disposed (D)
Shares owned after
0
Ownership form
Direct
Amendment
No
Footnotes from the filing
The stock options were granted pursuant to the Caterpillar Inc. 2014 Long-Term Incentive Plan on March 1, 2021 and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.