Daily notes / October 16, 2026

MCCARTHY KENT C reported a sale of New Era Energy & Digital shares

Written by a model from the facts OQRO holds and checked against them, sentence by sentence of . Published . 3 min read.

High view of the New York Stock Exchange trading floor with its steel trusses, hanging screens, trading posts, flags and a crowd of traders below, and an NYSE banner on the far wall.
The New York Stock Exchange trading floor. Photo: Carol M. Highsmith, Public domain (donated by the photographer to the Library of Congress; no known restrictions). Original

The short answer

MCCARTHY KENT C, a 10% owner, reported an open-market sale of 4,090,000 New Era Energy & Digital (NUAI) shares at $3.61 each. The transaction took place on Oct 14, 2026, and the Form 4 was filed on Oct 16, 2026. The filing says the shares were held indirectly; it does not state why the sale was made.

What did MCCARTHY KENT C report?

The SEC Form 4 reports an open-market sale of 4,090,000 shares at $3.61 each, described in the fact pack as about $14.8M. MCCARTHY KENT C is identified as a 10% owner of New Era Energy & Digital (NUAI).

The transaction date was Oct 14, 2026. The filing date was Oct 16, 2026, 2 days later. The filing states that the shares were held indirectly.

How does the sale compare with other reported trades?

In the 365 days to Oct 16, 2026, OQRO holds 3 other open-market sales by this person, about $1.06M in total; 3 of those sales were at New Era Energy & Digital. OQRO also holds 1 open-market purchase by this person in that period, about $1.19M.

OQRO’s insider records for New Era Energy & Digital begin on Oct 14, 2026, leaving insufficient history for a 12-month baseline. In the 90 days to Oct 16, 2026, OQRO holds 3 other open-market sales, about $1.06M, filed by 1 insider. Insiders also filed 1 open-market purchase, about $1.19M, during those 90 days.

What other ownership records are available?

Fund 13F filings recorded in the 90 days to Oct 16, 2026 show 1 new or larger position and 0 smaller or closed positions in New Era Energy & Digital. For the quarter ended Jun 30, 2026, Hood River Capital Management LLC and Alyeska Investment Group, L.P. had new positions among the largest that grew. Omers Administration Corp sold out, while Gilder Gagnon Howe & Co LLC reduced its position by 2,173 shares among the largest that shrank.

A 13F is a quarter-end snapshot and does not provide a trade date. FINRA short interest for NUAI on the settlement date of Sep 30, 2026 was 27,758,445 shares, +5.2% on the previous report, or about 2.75 days of average volume.

What company filings and share-price context are on record?

New Era Energy & Digital filed a Form 8-K of Oct 8, 2026, 6 days before the sale date. OQRO classifies it as reporting a signed important agreement and new debt or obligations, along with 2 more items. A Form 8-K of Sep 24, 2026, filed 20 days before, is classified as a signed important agreement and other company news. A Form 8-K of Sep 21, 2026, filed 23 days before, is classified as a signed important agreement and information shared with investors.

NUAI closed at $3.41 on Oct 14, 2026, the last session on or before the transaction date. From Sep 14, 2026 to Oct 14, 2026, the close moved from $5.60 to $3.41, a change of −39.1%. The data provider lists Nov 11, 2026 as the next results date, 26 days after the Form 4 filing date; that date can change. More company records are listed on New Era Energy & Digital on OQRO.

What this does not tell you?

A Form 4 reports a transaction but does not say why it was made. Some purchases and sales follow trading windows or pre-arranged plans, or can follow an option exercise or a tax bill; the filing does not establish which, if any, applies here. OQRO notes a plan only when a filing footnote says so.

An 8-K item describes what the company reported, not what it means for the share price. Price moves are context only: the filing does not explain them, and other news can move a price. These comparisons use only the filings OQRO holds. This describes public filings and is not investment advice.

Sources

A model wrote this page from the facts OQRO holds; every number, date, name and link in it was checked against those facts before publication, and a text that failed the check was not published. It describes what was filed, not why, and it is not investment advice. How OQRO treats data

Explore the data

More daily notes