Prospect Capital (PSEC)CEO bought ~$7K

~$7K

Approx. value · 3,000 sh @ $2.33

87.1M

Holds after · shares reported

Traded

May 26, 2026

Filed

May 28, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. May 7, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
2. May 8, 2026Company filing · Form 8-K · Material agreement, Shareholder rightsSigned an important agreement, and changed the rights of its shareholders (and 1 more item)
3. May 21, 2026Insider · 1 personInsiders: 2 purchases (~$452K)
4. May 22, 2026Insider · 1 personInsiders: 3 purchases (~$539K)
5. May 26, 2026 · this disclosureInsiderCEO purchased ~$7K of PSEC shares in the open market

What came next

1. May 26, 2026InsiderCEO purchased ~$1M of PSEC shares in the open market
2. Jun 22, 2026Insider · Bought outside the usual windowCEO purchased ~$2.25M of PSEC shares in the open market
3. Jun 23, 2026Insider · 1 personInsiders: 2 purchases (~$2.4M)
4. Aug 20, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
5. Sep 4, 2026InsiderCEO purchased ~$2.73M of PSEC shares in the open market

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Prospect Capital

For Prospect Capital, OQRO holds 1 insider filing (SEC Form 4 or Form 144) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its PSEC page.

Other recent filings by John F Barry, CHIEF EXECUTIVE OFFICER

• SEC Form 4 at Prospect Capital (PSEC)Sep 9, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 25, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 25, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 24, 2026
• SEC Form 4 at Prospect Capital (PSEC)May 28, 2026

The full history of John F Barry, CHIEF EXECUTIVE OFFICER is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Prospect Capital

• SEC Form 4Sep 9, 2026
• SEC Form 4Jun 25, 2026
• SEC Form 4Jun 25, 2026
• SEC Form 4Jun 24, 2026
• SEC Form 4May 28, 2026
• SEC Form 4May 27, 2026

Everything OQRO holds on this company is on its PSEC page.