Prospect Capital (PSEC): CEO bought ~$997K

~$997K

Approx. value · 375K sh @ $2.66

84M

Holds after · shares reported

Traded

Sep 22, 2025

Filed

Sep 24, 2025

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Sep 17, 2025InsiderDirector purchased ~$7K of PSEC shares in the open market
2. Sep 22, 2025 · this disclosureInsiderCEO purchased ~$997K of PSEC shares in the open market

What came next

1. Sep 23, 2025InsiderCEO purchased ~$1.02M of PSEC shares in the open market
2. Sep 24, 2025InsiderCEO purchased ~$1.94M of PSEC shares in the open market
3. Sep 25, 2025Insider · 2 peopleInsiders: 2 purchases (~$3.5M)
4. Oct 31, 2025Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations (and 1 more item)
5. Nov 6, 2025Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Prospect Capital

For Prospect Capital, OQRO holds 5 insider filings (SEC Form 4 or Form 144) and 1 fund holdings report (13F) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its PSEC page.

Other recent filings by John F Barry, CHIEF EXECUTIVE OFFICER

• SEC Form 4 at Prospect Capital (PSEC)Nov 13, 2026
• SEC Form 4 at Prospect Capital (PSEC)Nov 13, 2026
• SEC Form 4 at Prospect Capital (PSEC)Nov 10, 2026
• SEC Form 4 at Prospect Capital (PSEC)Sep 9, 2026
• SEC Form 4 at Prospect Capital (PSEC)Jun 25, 2026

The full history of John F Barry, CHIEF EXECUTIVE OFFICER is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Prospect Capital

• SEC Form 4Nov 13, 2026
• SEC Form 4Nov 13, 2026
• SEC Form 4Nov 10, 2026
• SEC Form 4Nov 9, 2026
• SEC Schedule 13DOct 20, 2026
• SEC Form 4Sep 9, 2026

Everything OQRO holds on this company is on its PSEC page.