Officer sold
~$264KReported value · 472 sh @ $558.9301
Stock since the trade -11.2% · S&P 500 +0.2% · to Oct 5
Ameriprise Financial's SVP AND CONTROLLER sold $264K of Ameriprise Financial shares. Nobody planned it ahead of time.
Loading…
Reporting person on SEC Form 4
Dawn M. Brockman
Dawn M. Brockman is SVP AND CONTROLLER at Ameriprise Financial. OQRO lists 10 transactions filed with the SEC under this name, the latest on Aug 12, 2026, each linked to the official Form 4.
SVP AND CONTROLLER
Disclosures on record
10
Companies involved
1
Disclosure history
Derivative exercise or conversion — not an open-market buy.
Derivative exercise or conversion — not an open-market buy.
Routine share withholding; mechanical by default.
Compensation award — excluded from discretionary-purchase analysis.
Compensation award — excluded from discretionary-purchase analysis.
Compensation award — excluded from discretionary-purchase analysis.
Routine share withholding; mechanical by default.
Routine share withholding; mechanical by default.
Routine share withholding; mechanical by default.