Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Feb 6, 2026
Reporting period
Not applicable
Filed with the SEC
Feb 10, 2026
OfficerGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001937010-26-000005
Filed / recorded
Feb 10, 2026, 10:01 PM UTC
Added to OQRO
Oct 2, 2026, 12:27 PM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
AMERIPRISE FINANCIAL INC
Issuer CIK
820027
Ticker
AMP
Reporting person
Dawn M. Brockman
Relationship
Officer
Officer title
SVP AND CONTROLLER
Security
Phantom Stock
Table
Derivative (Table II)
Transaction date
Feb 6, 2026
Transaction code
A
Shares / units
8.6557
Price per share
$542.99
Acquired / disposed
Acquired (A)
Shares owned after
299.5246
Ownership form
Direct
Amendment
No
Footnotes from the filing
Each share of phantom stock represents the right to receive one share of Ameriprise Financial, Inc. common stock.
Shares of phantom stock are payable in shares of Ameriprise common stock following termination of employment or during a specified future year in accordance with The Ameriprise Financial Deferred Compensation Plan.