Compensation award — excluded from discretionary-purchase analysis.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Mar 2, 2026
Reporting period
Not applicable
Filed with the SEC
Mar 4, 2026
CFOGrant / award
Context
Classification
grant award
Code A — grant or award
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001104659-26-023595
Filed / recorded
Mar 4, 2026, 11:10 PM UTC
Added to OQRO
Oct 2, 2026, 3:52 AM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
CATERPILLAR INC
Issuer CIK
18230
Ticker
CAT
Reporting person
Andrew R J Bonfield
Relationship
Officer
Officer title
Chief Financial Officer
Security
Employee Stock options
Table
Derivative (Table II)
Transaction date
Mar 2, 2026
Transaction code
A
Shares / units
4,877
Price per share
$0.00
Acquired / disposed
Acquired (A)
Shares owned after
4,877
Ownership form
Direct
Amendment
No
Footnotes from the filing
The stock options were granted pursuant to the Caterpillar Inc. 2023 Long Term Incentive Plan and vest equally in 1/3 increments on the first, second and third anniversaries of the grant date.