Insider trade

Officer received an award of 4,477 COF shares

Traded Mar 9, 2026 · Filed Mar 11, 2026

Capital OneCOF

4,477
Shares

Why it stands out

Compensation award — excluded from discretionary-purchase analysis.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Mar 9, 2026
Reporting period: Not applicable
Filed with the SEC: Mar 11, 2026

OfficerGrant / award

Context

Classification

grant award

Code A — grant or award

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001938284-26-000006
Filed / recorded

Mar 11, 2026, 8:49 PM UTC

Added to OQRO

Oct 2, 2026, 12:27 PM UTC

Parser

form4-xml-v1

Data quality

Verified: identifiers matched exactly

Issuer

CAPITAL ONE FINANCIAL CORP

Issuer CIK

927628

Ticker

COF

Reporting person

Kara West

Relationship

Officer

Officer title

Chief Enterprise Risk Officer

Security

Common Stock

Table

Non-derivative (Table I)

Transaction date

Mar 9, 2026

Transaction code

A

Shares / units

4,477

Price per share

$0.00

Acquired / disposed

Acquired (A)

Shares owned after

48,685

Ownership form

Direct

Amendment

No

Footnotes from the filing

These shares were earned pursuant to an award of performance shares granted on January 26, 2023 , as amended on November 2, 2023, based on the Company's Common Dividends + Growth of Tangible Book Value per Share and Adjusted ROTCE against a peer group of companies over a three-year performance period. These shares represent the number of shares paid out based on actual performance plus the dividend shares accrued under the same grant.
Includes shares acquired by the reporting person through the Company's Associate Stock Purchase Plan since the last reported transaction.

Around the same time

6mo ago

11KShares

Compensation award — excluded from discretionary-purchase analysis.

Why it stands out Official record

Officer sold ~$314K of Capital One

Scheduled in advance6mo ago

Officer sold ~$204K of Capital One

Scheduled in advance6mo ago