Saratoga Investment (SAR): CEO bought ~$223K

~$223K

Approx. value · 15K sh @ $14.89

15K

Holds after · shares reported

Traded

Oct 8, 2026

Filed

Oct 13, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Aug 18, 2026Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations (and 1 more item)
2. Aug 26, 2026Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations
3. Sep 16, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On September 16, 2026, Henri J. Steenkamp notified the Board of Directors (the “ Board ”) of Saratoga Investment Corp. (the “ Company ”) that he was stepping down as the Chief Financial Officer, Chief Compliance Officer, Treasurer and Secretary of the Company for health-related reasons, effective as of October 31, 2026 (the “ Effective Date ”).”
4. Sep 23, 2026Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations
5. Oct 6, 2026Company filing · Form 8-K · ResultsReported its results
6. Oct 8, 2026 · this disclosureInsider · First insider buy since May 2023CEO purchased ~$223K of SAR shares in the open market

What came next

1. Oct 8, 2026Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations
2. Oct 9, 2026InsiderCEO purchased ~$222K of SAR shares in the open market

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Saratoga Investment

For Saratoga Investment, OQRO holds 2 insider filings (SEC Form 4 or Form 144) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its SAR page.

Other recent filings by Christian L Oberbeck, CEO and Director

• SEC Form 4 at Saratoga Investment (SAR)Oct 13, 2026

The full history of Christian L Oberbeck, CEO and Director is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Saratoga Investment

• SEC Form 4Oct 13, 2026

Everything OQRO holds on this company is on its SAR page.