Houlihan Lokey (HLI)BAMCO Inc reduced its stake -192K shares

870K

Shares reported · -192K vs prior quarter

0.18%

Disclosed portfolio weight

$117M

Reported value

Holdings as of

Jun 30, 2026

Filed

Aug 14, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Jul 16, 2026CongressDisclosed purchase of HLI — reported range $1,001 - $15,000
2. Jul 29, 2026Company filing · Form 8-K · ResultsReported its results
3. Aug 3, 2026Insider · Largest insider buy since 2015CFO purchased ~$501K of HLI shares in the open market
4. Aug 7, 2026CongressDisclosed purchase of HLI — reported range $1,001 - $15,000

What came next

1. Sep 3, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On September 3, 2026, Gillian B. Zucker informed the board of directors of Houlihan Lokey, Inc. (the “Company”) that she does not intend to stand for reelection to the board when her term expires at the Company’s 2026 Annual Meeting of Stockholders.”
2. Sep 10, 2026InsiderOfficer sold ~$140K of HLI shares in the open market
3. Sep 16, 2026Company filing · Form 8-K · Executive change, Shareholder voteChanged a top executive or board member, and held a shareholder vote (and 1 more item)“On September 16, 2026, Houlihan Lokey, Inc. (the “Company”) held its annual meeting of stockholders (the “Annual Meeting”). At the Annual Meeting, the Company’s stockholders approved the Second Amended and Restated Houlihan Lokey, Inc. 2016 Incentive Award Plan (the “Second A&R Plan”), which the Company’s board of directors (the “Board”) had previously adopted on July 22, 2026, subject to stockholder approval.”
4. Oct 2, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On October 2, 2026, Todd J. Carter resigned from the board of directors of Houlihan Lokey, Inc. (the “Company”), effective immediately. Mr. Carter’s decision to resign as a director was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.”

How to read SEC Form 13F-HR

Form 13F is the quarterly report in which investment managers that oversee $100 million or more list the US-listed stocks and some other securities they held on the last day of the quarter.

Full guide: What is an SEC Form 13F?

What else is on file for Houlihan Lokey

For Houlihan Lokey, OQRO holds 2 insider filings (SEC Form 4 or Form 144), 2 Congress trade reports and 11 fund holdings reports (13F) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its HLI page.

How this filing works

• SEC Form 13F

Other disclosures at Houlihan Lokey

• SEC Form 4Sep 11, 2026
• House Clerk periodic transaction reportSep 10, 2026
• House Clerk periodic transaction reportSep 4, 2026
• SEC Form 13F-HRAug 14, 2026
• SEC Form 13F-HRAug 14, 2026
• SEC Form 13F-HRAug 14, 2026

Everything OQRO holds on this company is on its HLI page.