Great Elm Capital (GECC)Director bought ~$56K

~$56K

Approx. value · 5,000 sh @ $11.18

15K

Holds after · shares reported

Traded

Jun 11, 2025

Filed

Jun 13, 2025

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Jun 4, 2025InsiderDirector purchased ~$20K of GECC shares in the open market
2. Jun 6, 2025Insider · 1 personInsiders: 2 purchases (~$27K)
3. Jun 9, 2025Insider · 1 personInsiders: 2 purchases (~$44K)
4. Jun 10, 2025InsiderDirector purchased ~$39K of GECC shares in the open market
5. Jun 11, 2025 · this disclosureInsiderDirector purchased ~$56K of GECC shares in the open market

What came next

1. Jun 11, 2025Insider10% owner sold ~$30K of GECC shares in the open market
2. Jun 12, 2025Insider · 2 peopleInsiders: 1 purchase (~$34K), 1 sale (~$80K)
3. Jun 13, 2025Insider · 2 peopleInsiders: 1 purchase (~$396), 1 sale (~$30K)
4. Jul 2, 2025Insider10% owner sold ~$146K of GECC shares in the open market
5. Jul 3, 2025Insider10% owner sold ~$121K of GECC shares in the open market
6. Jul 7, 2025Insider10% owner sold ~$130K of GECC shares in the open market
7. Jul 8, 2025Insider10% owner sold ~$35K of GECC shares in the open market
8. Jul 9, 2025Insider10% owner sold ~$34K of GECC shares in the open market
9. Jul 10, 2025Insider10% owner sold ~$95K of GECC shares in the open market
10. Jul 11, 2025Insider10% owner sold ~$425K of GECC shares in the open market
11. Aug 18, 2025Insider10% owner sold ~$4.1K of GECC shares in the open market
12. Aug 20, 2025Insider10% owner sold ~$87K of GECC shares in the open market
13. Aug 21, 2025Insider10% owner sold ~$299K of GECC shares in the open market
14. Aug 22, 2025Insider10% owner sold ~$201K of GECC shares in the open market
15. Aug 25, 2025Insider10% owner sold ~$288K of GECC shares in the open market
16. Aug 26, 2025Insider10% owner sold ~$240K of GECC shares in the open market
17. Sep 4, 2025Company filing · Form 8-K · Material agreementSigned an important agreement
18. Sep 11, 2025Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations
19. Sep 15, 2025Insider10% owner sold ~$240K of GECC shares in the open market
20. Sep 18, 2025Insider10% owner sold ~$1.1K of GECC shares in the open market

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Great Elm Capital

OQRO holds no insider, Congress, fund or contract record for Great Elm Capital dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its GECC page.

Other recent filings by Richard M Cohen, Director

• SEC Form 4 at Ondas (ONDS)Jun 19, 2025
• SEC Form 4 at Great Elm Capital (GECC)Jun 13, 2025
• SEC Form 4 at Great Elm Capital (GECC)Jun 13, 2025
• SEC Form 4 at Great Elm Capital (GECC)Jun 11, 2025
• SEC Form 4 at Great Elm Capital (GECC)Jun 11, 2025

The full history of Richard M Cohen, Director is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Great Elm Capital

• SEC Form 4Nov 10, 2025
• SEC Form 4Sep 26, 2025
• SEC Form 4Sep 26, 2025
• SEC Form 4Sep 23, 2025
• SEC Form 4Sep 23, 2025
• SEC Form 4Sep 19, 2025

Everything OQRO holds on this company is on its GECC page.