Upstart Holdings (UPST): Annex Advisory Services, LLC added to its stake +214K shares

421K

Shares reported · +214K vs prior quarter

0.35%

Disclosed portfolio weight

$18.4M

Reported value

Holdings as of

Dec 31, 2025

Filed

Jan 26, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

What came next

1. Feb 10, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On February 10, 2026, Upstart Holdings, Inc. (“Upstart” or the “Company”) announced that its Board of Directors (the “Board”) appointed Paul Gu, the Company’s Co-founder and current Chief Technology Officer, to succeed Dave Girouard as the Company’s Chief Executive Officer effective May 1, 2026.”
2. Feb 10, 2026Company filing · Form 8-K · ResultsReported its results
3. Apr 7, 2026Court · District Court, N.D. CaliforniaSecurities lawsuit filed: Dunn v. Upstart Holdings, Inc.
4. May 5, 2026Company filing · Form 8-K · ResultsReported its results
5. May 19, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On May 19, 2026, Upstart Holdings, Inc. (“Upstart” or the “Company”) announced that its Board of Directors (the “Board”) elected Tim Wennes to serve as a Class I director on the Board, effective as of May 28, 2026.”

How to read SEC Form 13F-HR

Form 13F is the quarterly report in which investment managers that oversee $100 million or more list the US-listed stocks and some other securities they held on the last day of the quarter.

Full guide: What is an SEC Form 13F?

What else is on file for Upstart Holdings

For Upstart Holdings, OQRO holds 2 insider filings (SEC Form 4 or Form 144) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its UPST page.

How this filing works

• SEC Form 13F

Other disclosures at Upstart Holdings

• SEC Form 144Nov 13, 2026
• SEC Form 4Nov 13, 2026
• SEC Form 13F-HRMay 15, 2026
• SEC Form 13F-HRMay 15, 2026
• SEC Form 13F-HRMay 15, 2026
• SEC Form 13F-HRMay 15, 2026

Everything OQRO holds on this company is on its UPST page.