Sanuwave Health (SNWV): AWM Investment Company, Inc. cut its SNWV stake below 5% (4.9%) 4.9%

4.9%

Stake

428K

Shares owned

Stake as of

Sep 30, 2026

Filed

Nov 13, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Aug 6, 2026Company filing · Form 8-K · ResultsReported its results
2. Sep 23, 2026Company filing · Form 8-K · Listing noticeReceived a notice from its stock exchange“On September 23, 202 6, Sanuwave Health, Inc., a Nevada corporation (the “Company”), received a letter (the “Notice”) from the Listing Qualifications Department of The Nasdaq Stock Market LLC (“Nasdaq”), notifying the Company that, for the last 30 consecutive business days, the Company’s Market Value of Listed Securities (“MVLS”) was below $50,000,000, which is the minimum MVLS required for continued listing on The…”

What came next

1. Oct 28, 2026Company filing · Form 8-K · Material agreementSigned an important agreement
2. Nov 10, 2026Company filing · Form 8-K · ResultsReported its results
3. Nov 13, 20265% stakeAWM Investment Company, Inc. reported a passive stake (13G) of 4.9%

How to read SEC Schedule 13G

A Schedule 13D and a Schedule 13G both disclose beneficial ownership of more than 5% of a US company's voting shares. A 13D is the long form, filed by holders who may seek to influence or control the company, and it must state what they intend to do. A 13G is the short form, open only to passive holders and to certain institutions holding in the ordinary course of business, and it asks no question about intent.

Full guide: Schedule 13D vs Schedule 13G: what is the difference?

What else is on file for Sanuwave Health

For Sanuwave Health, OQRO holds 1 fund holdings report (13F) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its SNWV page.

How this filing works

• Schedule 13D vs 13G

Other disclosures at Sanuwave Health

• SEC Form 4May 4, 2026
• SEC Form 4May 4, 2026
• SEC Form 4May 4, 2026
• SEC Form 4May 4, 2026
• SEC Form 4Apr 30, 2026
• SEC Form 4Apr 30, 2026

Everything OQRO holds on this company is on its SNWV page.