Newtekone (NEWT): CEO bought ~$20K

~$20K

Approx. value · 2,000 sh @ $10.23

1.21M

Holds after · shares reported

Traded

Nov 3, 2025

Filed

Nov 3, 2025

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Sep 16, 2025Company filing · Form 8-K · Unregistered shares, Other newsSold new shares without registering them, and reported other company news
2. Sep 17, 2025Company filing · Form 8-K · Bylaws or charterChanged its bylaws, charter or fiscal year
3. Sep 26, 2025Company filing · Form 8-K · Agreement ended, Other newsEnded an important agreement, and reported other company news
4. Sep 29, 2025Company filing · Form 8-K · ResultsReported its results
5. Sep 30, 2025Company filing · Form 8-K · ResultsReported its results
6. Oct 29, 2025Company filing · Form 8-K · ResultsReported its results
7. Nov 3, 2025 · this disclosureInsiderCEO purchased ~$20K of NEWT shares in the open market

What came next

1. Nov 3, 2025Insider · 2 peopleInsiders: 5 purchases (~$92K)
2. Dec 1, 2025Company filing · Form 8-K · Results, Other newsReported its results, and reported other company news
3. Dec 5, 2025Insider · 5 days before resultsDirector purchased ~$8.9K of NEWT shares in the open market
4. Dec 8, 2025Insider · 2 days before resultsDirector purchased ~$10K of NEWT shares in the open market
5. Dec 10, 2025Company filing · Form 8-K · ResultsReported its results
6. Dec 15, 2025InsiderDirector purchased ~$6K of NEWT shares in the open market
7. Jan 8, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
8. Jan 21, 2026Company filing · Form 8-K · ResultsReported its results
9. Jan 29, 2026Company filing · Form 8-K · ResultsReported its results
10. Jan 29, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On January 27, 2026, the Board of Directors (the “Board”) of NewtekOne, Inc. (the “Company”) increased the number of directors constituting the entire Board from seven to eight, and elected Thomas Cestare to serve as a Class I director of the Company, which term will expire at the Company’s Annual Meeting of Shareholders in 2027, and to hold such position until his successor is elected and shall qualify.”
11. Feb 17, 2026Company filing · Form 8-K · New debt, Other newsTook on new debt or obligations, and reported other company news

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Newtekone

OQRO holds no insider, Congress, fund or contract record for Newtekone dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its NEWT page.

Other recent filings by Barry Sloane, Chairman & CEO

• SEC Form 4 at Newtekone (NEWT)Jun 16, 2026
• SEC Form 4 at Newtekone (NEWT)Jun 15, 2026
• SEC Form 4 at Newtekone (NEWT)Jun 15, 2026
• SEC Form 4 at Newtekone (NEWT)Jun 15, 2026
• SEC Form 4 at Intelligent Protection Management (IPM)May 22, 2026

The full history of Barry Sloane, Chairman & CEO is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Newtekone

• SEC Form 4Jun 16, 2026
• SEC Form 4Jun 15, 2026
• SEC Form 4Jun 15, 2026
• SEC Form 4Jun 15, 2026
• SEC Form 4Jun 15, 2026
• SEC Form 4Jun 4, 2026

Everything OQRO holds on this company is on its NEWT page.