Ameriprise Financial (AMP)SVP AND CONTROLLER sold ~$264K
Dawn M. Brockman, SVP AND CONTROLLER at Ameriprise Financial, sold ~$264K of Ameriprise Financial shares.
- ~$264K
- Approx. value · 472 sh @ $558.93
- 713
- Holds after · shares reported
- Traded
- Aug 10, 2026
- Filed
- Aug 12, 2026
The story around this disclosure
Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.
- Mar 27, 2026CongressDisclosed purchase of AMP — reported range $1,001 - $15,000
- Jul 23, 2026Company filing · Form 8-K · ResultsReported its results
- Jul 27, 20265% stakeBlackRock, Inc. reported a passive stake (13G) of 8.2%
- Jul 27, 2026Insider · 1 personInsiders: 2 sales (~$4.2M)
- Jul 28, 2026Insider · 3 peopleInsiders: 7 sales (~$20.3M)
- Aug 6, 2026Insider · Their largest sale since 2007Officer sold ~$1.34M of AMP shares in the open market
- Aug 10, 2026 · this disclosureInsiderOfficer sold ~$264K of AMP shares in the open market
How to read SEC Form 4
Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.
Full guide: What is an SEC Form 4?
What else is on file for Ameriprise Financial
For Ameriprise Financial, OQRO holds 11 insider filings (SEC Form 4 or Form 144), 1 Congress trade report and 24 fund holdings reports (13F) dated in the last 90 days.
These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its AMP page.
Other recent filings by Dawn M. Brockman, SVP AND CONTROLLER
The full history of Dawn M. Brockman, SVP AND CONTROLLER is on the profile page.
How this filing works
Other disclosures at Ameriprise Financial
- SEC Form 13F-HRAug 14, 2026
- SEC Form 13F-HRAug 14, 2026
- SEC Form 13F-HRAug 14, 2026
- SEC Form 13F-HRAug 14, 2026
- SEC Form 13F-HRAug 14, 2026
- SEC Form 13F-HRAug 13, 2026
Everything OQRO holds on this company is on its AMP page.
This is one filing. OQRO holds the rest
Insider trades filed with the SEC, stock trades disclosed by members of Congress, fund holdings from 13F filings and federal contract awards, each one in plain words next to its official filing. On this page it opens why the trade stands out, what the company did around that time, the price since, and every field of the form.
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