Penguin Solutions, Inc. (PENG): Officer sold ~$45K

~$45K

Approx. value · 869 sh @ $51.52

86K

Holds after · shares reported

Traded

Oct 23, 2026

Filed

Oct 26, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Oct 6, 2026Company filing · Form 8-K · Results, Executive changeChanged a top executive or board member, and reported its results (and 1 more item)“On October 6, 2026, the Company announced that its board of directors (the “Board”) had appointed Stephen Cumming to serve as the Company’s Senior Vice President and Chief Financial Officer (“CFO”), effective immediately.”
2. Oct 6, 2026Company filing · Form 8-K · ResultsReported its results
3. Oct 19, 20265% stakeBANK OF NOVA SCOTIA reported a passive stake (13G) of 2.5%
4. Oct 22, 2026InsiderOfficer sold ~$41K of PENG shares in the open market
5. Oct 23, 2026 · this disclosureInsiderOfficer sold ~$45K of PENG shares in the open market

What came next

1. Oct 29, 2026Insider · 1 personInsiders: 2 sales (~$273K)
2. Oct 30, 20265% stakeVanguard Portfolio Management reported a passive stake (13G) of 5.8%
3. Nov 2, 20265% stakeSK Telecom Co., Ltd. filed an activist stake (13D)
4. Nov 3, 20265% stakeSK hynix Inc. filed an activist stake (13D) of 9.1%

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Penguin Solutions, Inc.

For Penguin Solutions, Inc., OQRO holds 8 insider filings (SEC Form 4 or Form 144) and 6 fund holdings reports (13F) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its PENG page.

Other recent filings by Joseph Gates Clark, SVP and Pres, Optimized LED

• SEC Form 4 at Penguin Solutions, Inc. (PENG)May 5, 2025
• SEC Form 4 at Penguin Solutions, Inc. (PENG)Jan 28, 2025
• SEC Form 4 at Penguin Solutions, Inc. (PENG)Nov 15, 2024

The full history of Joseph Gates Clark, SVP and Pres, Optimized LED is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Penguin Solutions, Inc.

• SEC Schedule 13DNov 3, 2026
• SEC Schedule 13DNov 2, 2026
• SEC Form 144Nov 2, 2026
• SEC Form 4Oct 30, 2026
• SEC Form 4Oct 30, 2026
• SEC Form 144Oct 29, 2026

Everything OQRO holds on this company is on its PENG page.