Hercules Capital (HTGC)Union Bancaire Privee, UBP SA reduced its stake -21K shares

6,449

Shares reported · -21K vs prior quarter

0.00%

Disclosed portfolio weight

$92K

Reported value

Holdings as of

Mar 31, 2026

Filed

Apr 22, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

What came next

1. Apr 29, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On April 29, 2026, the Board of Directors (the "Board") of Hercules Capital, Inc. (the "Company") approved the following changes to the Company's executive leadership team, each effective May 18, 2026: Seth H. Meyer, age 57, the Company's Chief Financial Officer since March 2019, will transition from his role as Chief Financial Officer and was appointed President of the Company.”
2. Apr 30, 2026Company filing · Form 8-K · Results, Other newsReported its results, and reported other company news
3. Jul 21, 2026Company filing · Form 8-K · Results, Other newsReported its results, and reported other company news
4. Jul 21, 2026Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations (and 1 more item)
5. Jul 28, 2026Company filing · Form 8-K · Results, Other newsReported its results, and reported other company news

How to read SEC Form 13F-HR

Form 13F is the quarterly report in which investment managers that oversee $100 million or more list the US-listed stocks and some other securities they held on the last day of the quarter.

Full guide: What is an SEC Form 13F?

What else is on file for Hercules Capital

OQRO holds no insider, Congress, fund or contract record for Hercules Capital dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its HTGC page.

How this filing works

• SEC Form 13F

Other disclosures at Hercules Capital

• House Clerk periodic transaction reportFeb 6, 2026
• SEC Form 13F-HRJan 5, 2026
• House Clerk periodic transaction reportDec 1, 2025
• House Clerk periodic transaction reportOct 6, 2025
• House Clerk periodic transaction reportSep 8, 2025
• SEC Form 13F-HRAug 8, 2025

Everything OQRO holds on this company is on its HTGC page.