Caterpillar (CAT)Group President sold ~$774K

~$774K

Approx. value · 843 sh @ $917.73

46K

Holds after · shares reported

Traded

May 11, 2026

Filed

May 12, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Feb 7, 2025CongressDisclosed purchase of CAT — reported range $15,001 - $50,000
2. Nov 3, 2025Federal contract · $20.8M obligatedDepartment of Defense awarded Caterpillar: $20.8M obligated to date
3. Jan 12, 2026Federal contract · $6.5M obligatedDepartment of Defense awarded Caterpillar: $6.5M obligated to date
4. Jan 15, 2026Federal contract · $13.1M obligatedDepartment of Defense awarded Caterpillar: $13.1M obligated to date
5. Mar 20, 2026Federal contract · $25.3M obligatedDepartment of Defense awarded Caterpillar: $25.3M obligated to date
6. Mar 26, 20265% stakeThe Vanguard Group reported a passive stake (13G)
7. Mar 31, 2026CongressDisclosed partial sale of CAT — reported range $1,001 - $15,000
8. Apr 7, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On April 8, 2026, Caterpillar Inc. (the “Company”) announced that, on April 7, 2026, the Board of Directors (the “Board”) of the Company appointed Kyle Epley as the Company’s Chief Financial Officer, effective May 1, 2026, succeeding Andrew R.J. Bonfield.”
9. Apr 8, 2026Federal contract · $2.8M obligatedDepartment of Defense awarded Caterpillar: $2.79M obligated to date
10. Apr 13, 2026Federal contract · $3.4M obligatedDepartment of Defense awarded Caterpillar: $3.38M obligated to date
11. Apr 28, 2026Federal contract · $4.6M obligatedDepartment of Defense awarded Caterpillar: $4.58M obligated to date
12. Apr 29, 20265% stakeVanguard Capital Management reported a passive stake (13G) of 7.5%
13. Apr 30, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
14. May 4, 2026Insider · 2 peopleInsiders: 1 purchase (~$219K), 1 sale (~$5.0M)
15. May 5, 2026Insider · 1 personInsiders: 2 sales (~$5.1M)
16. May 6, 2026Insider · 3 peopleInsiders: 5 sales (~$45.2M)
17. May 11, 2026 · this disclosureInsiderOfficer sold ~$774K of CAT shares in the open market

What came next

1. May 11, 2026Insider · Their largest sale since 2023Officer sold ~$14.2M of CAT shares in the open market
2. May 13, 2026Insider · 2 peopleInsiders: 3 sales (~$6.0M)
3. May 14, 2026Federal contract · $3.3M obligatedDepartment of Defense awarded Caterpillar: $3.31M obligated to date
4. May 14, 2026Insider · 1 personInsiders: 8 sales (~$11.4M)
5. May 27, 2026Federal contract · $6.5M obligatedDepartment of Defense awarded Caterpillar: $6.48M obligated to date
6. May 29, 2026Government · Federal Register noticeNotice of Receipt of Complaint; Solicitation of Comments Relating to the Public Interest
7. Jun 30, 2026Government · Federal Register noticeCertain Heavy Machinery and Components Thereof; Notice of Institution of Investigation
8. Aug 4, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
9. Aug 27, 2026Company filing · Form 8-K · Material agreement, New debtSigned an important agreement, and took on new debt or obligations
10. Aug 28, 2026Insider · 1 personInsiders: 14 sales (~$26.2M)

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Caterpillar

For Caterpillar, OQRO holds 15 insider filings (SEC Form 4 or Form 144), 111 fund holdings reports (13F) and 4 federal contract awards dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its CAT page.

Other recent filings by Anthony D. Fassino, Group President

• SEC Form 4 at Caterpillar (CAT)May 12, 2026
• SEC Form 4 at Caterpillar (CAT)May 7, 2026
• SEC Form 4 at Caterpillar (CAT)May 7, 2026
• SEC Form 4 at Caterpillar (CAT)Feb 17, 2026
• SEC Form 4 at Caterpillar (CAT)Feb 9, 2026

The full history of Anthony D. Fassino, Group President is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Caterpillar

• SEC Form 4Sep 1, 2026
• SEC Form 4Sep 1, 2026
• SEC Form 4Sep 1, 2026
• SEC Form 4Sep 1, 2026
• SEC Form 4Sep 1, 2026
• SEC Form 4Sep 1, 2026

Everything OQRO holds on this company is on its CAT page.