Duke Energy (DUK)EVP & Chief Legal Officer sold ~$1.02M

~$1.02M

Approx. value · 8,200 sh @ $123.80

11K

Holds after · shares reported

Traded

Nov 19, 2025

Filed

Nov 20, 2025

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Oct 23, 2024CongressDisclosed purchase of DUK — reported range $1,001 - $15,000
2. Sep 11, 2025CongressDisclosed purchase of DUK — reported range $1,001 - $15,000
3. Oct 30, 2025Congress · 1 personMembers of Congress: 1 purchase, 1 sale
4. Oct 31, 2025CongressDisclosed sale of DUK — reported range $1,001 - $15,000
5. Nov 7, 2025Company filing · Form 8-K · ResultsReported its results
6. Nov 18, 2025InsiderCEO sold ~$101K of DUK shares in the open market
7. Nov 19, 2025 · this disclosureInsider · Their largest sale since 2022Officer sold ~$1.02M of DUK shares in the open market

What came next

1. Dec 2, 2025Federal contract · $341K obligatedDepartment of Justice awarded Duke Energy: $341K obligated to date
2. Dec 3, 20255% stakeThe Vanguard Group reported a passive stake (13G) of 10.0%
3. Dec 12, 2025Company filing · Form 8-K · Executive changeChanged a top executive or board member“On December 12, 2025, Duke Energy Corporation (“Duke Energy”) announced that Ms. Cynthia S. Lee, Senior Vice President, Chief Accounting Officer and Controller, will be retiring effective December 31, 2026.”
4. Feb 10, 2026Company filing · Form 8-K · ResultsReported its results
5. Feb 12, 2026InsiderCEO sold ~$868K of DUK shares in the open market
6. Feb 20, 2026InsiderOfficer sold ~$557K of DUK shares in the open market
7. Feb 23, 2026Insider · 1 personInsiders: 2 sales (~$1.5M)
8. Feb 24, 2026InsiderOfficer sold ~$123K of DUK shares in the open market
9. Mar 2, 2026Insider · 2 peopleInsiders: 3 sales (~$2.5M)
10. Mar 3, 2026Company filing · Form 8-K · Material agreement, Acquisition or saleCompleted buying or selling a business or assets, and signed an important agreement“The description under the Introductory Note in this Current Report on Form 8-K is incorporated herein by reference under this”
11. Mar 6, 2026Company filing · Form 8-K · Material agreementSigned an important agreement
12. Mar 12, 2026Company filing · Form 8-K · New debt, Unregistered sharesTook on new debt or obligations, and sold new shares without registering them
13. Mar 16, 2026Company filing · Form 8-K · Material agreementSigned an important agreement

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Duke Energy

For Duke Energy, OQRO holds 3 Congress trade reports, 27 fund holdings reports (13F) and 5 federal contract awards dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its DUK page.

Other recent filings by Robert Alexander Glenn, EVP & Chief Legal Officer

• SEC Form 4 at Duke Energy (DUK)Nov 18, 2024
• SEC Form 4 at Duke Energy (DUK)Nov 18, 2024

The full history of Robert Alexander Glenn, EVP & Chief Legal Officer is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Duke Energy

• USAspending.gov award recordSep 28, 2026
• USAspending.gov award recordSep 17, 2026
• USAspending.gov award recordSep 3, 2026
• SEC Form 13F-HRAug 14, 2026
• SEC Form 13F-HRAug 14, 2026
• SEC Form 13F-HRAug 14, 2026

Everything OQRO holds on this company is on its DUK page.