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Goldman Sachs (GS)CHIEF RISK OFFICER sold ~$376K

Alex S Golten, CHIEF RISK OFFICER at Goldman Sachs, sold ~$376K of Goldman Sachs shares.

~$376K
Approx. value · 409 sh @ $918.46
4,400
Holds after · shares reported
Traded
Apr 17, 2026
Filed
Apr 21, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

  1. Nov 28, 2025Insider · 1 personInsiders: 9 sales (~$493)
  2. Dec 5, 2025Insider · 1 personInsiders: 6 purchases (~$43K), 4 sales (~$48K)
  3. Dec 8, 2025Insider · 1 personInsiders: 4 purchases (~$4K), 4 sales (~$4K)
  4. Dec 9, 2025Insider · 1 personInsiders: 2 purchases (~$55), 1 sale (~$33)
  5. Jan 23, 2026CongressDisclosed sale of GS — reported range $1,000,001 - $5,000,000
  6. Feb 4, 2026CongressDisclosed sale of GS — reported range $15,001 - $50,000
  7. Mar 9, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“(b) Lakshmi Mittal, a member of the Board of Directors (the “Board”) of The Goldman Sachs Group, Inc. (the “Company”), was deemed under the Board’s Corporate Governance Guidelines to have tendered his proposed retirement from the Board at the Company’s 2026 Annual Meeting of Shareholders, in accordance with the age-based retirement policy set forth therein.”
  8. Mar 19, 2026Congress · 1 personMembers of Congress: 2 purchases
  9. Mar 27, 20265% stakeThe Vanguard Group reported a passive stake (13G)
  10. Apr 2, 2026Government · Federal Register noticeProposed Exemption for The Goldman Sachs Group, Inc. (Goldman) Located in New York, New York
  11. Apr 7, 2026Insider · 1 personInsiders: 30 purchases (~$3.4M)
  12. Apr 13, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
  13. Apr 17, 2026 · this disclosureInsiderOfficer sold ~$376K of GS shares in the open market

What came next

  1. Apr 17, 2026InsiderOfficer sold ~$649K of GS shares in the open market
  2. Apr 20, 2026Insider · 1 personInsiders: 8 purchases (~$11K), 4 sales (~$10K)
  3. Apr 23, 2026Insider · 1 personInsiders: 2 sales (~$1.0M)
  4. Apr 30, 20265% stakeVanguard Capital Management reported a passive stake (13G) of 7.2%
  5. May 4, 2026Government · Federal Register noticeExemption for Certain UBS AG (UBS) Asset Managers Located in Zurich, Switzerland
  6. May 11, 2026Company filing · Form 8-K · Bylaws or charterChanged its bylaws, charter or fiscal year
  7. May 21, 2026Government · Federal Register noticeThe Goldman Sachs Group, Inc.
  8. Jun 4, 2026Government · Federal Register noticeExemption for Certain Prohibited Transactions Involving the Goldman Sachs Group, Inc. (Goldman) Located in New York, New York
  9. Jul 14, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
  10. Jul 23, 2026Company filing · Form 8-K · Shareholder rights, Bylaws or charterChanged the rights of its shareholders, and changed its bylaws, charter or fiscal year
  11. Aug 11, 2026Company filing · Form 8-K · Bylaws or charterChanged its bylaws, charter or fiscal year
View the official recordSEC Form 4

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Goldman Sachs

For Goldman Sachs, OQRO holds 58 insider filings (SEC Form 4 or Form 144), 6 Congress trade reports, 93 fund holdings reports (13F) and 2 federal contract awards dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its GS page.

Other recent filings by Alex S Golten, CHIEF RISK OFFICER

The full history of Alex S Golten, CHIEF RISK OFFICER is on the profile page.

How this filing works

Other disclosures at Goldman Sachs

Everything OQRO holds on this company is on its GS page.

This is one filing. OQRO holds the rest

Insider trades filed with the SEC, stock trades disclosed by members of Congress, fund holdings from 13F filings and federal contract awards, each one in plain words next to its official filing. On this page it opens why the trade stands out, what the company did around that time, the price since, and every field of the form.

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