Cathay General Bancorp (CATY)Officer sold ~$50K

~$50K

Approx. value · 1,000 sh @ $50.23

2,000

Holds after · shares reported

Traded

Jan 29, 2026

Filed

Feb 2, 2026

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Dec 2, 2025InsiderChair sold ~$245K of CATY shares in the open market
2. Dec 4, 2025InsiderChair sold ~$249K of CATY shares in the open market
3. Jan 15, 2026CongressDisclosed purchase of CATY — reported range $1,001 - $15,000
4. Jan 22, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
5. Jan 23, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On January 23, 2026, Heng W. Chen notified Cathay General Bancorp (the “Company”) that he will retire as Chief Financial Officer of the Company and Cathay Bank (“Cathay”) and Treasurer of the Company effective March 1, 2026.”
6. Jan 29, 2026 · this disclosureInsiderOfficer sold ~$50K of CATY shares in the open market

What came next

1. Jan 29, 2026InsiderDirector sold ~$453K of CATY shares in the open market
2. Feb 4, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On February 4, 2026, the board of directors of Cathay General Bancorp (the “Company”), the holding company for Cathay Bank (the “Bank”), appointed Ms. Lana Chan to serve as a director of both the Company and the Bank.”
3. Feb 4, 2026Company filing · Form 8-K · Executive changeChanged a top executive or board member“On February 5, 2026, Cathay General Bancorp (the “Company”), the holding company for Cathay Bank (the “Bank”), filed a Current Report on Form 8-K under Item 5.02 pursuant to which it announced that Ms. Lana Chan joined the Boards of Directors of each of the Company and the Bank.”
4. Mar 3, 2026CongressDisclosed purchase of CATY — reported range $1,001 - $15,000
5. Apr 6, 2026InsiderCEO sold ~$244K of CATY shares in the open market
6. Apr 22, 2026Company filing · Form 8-K · Results, Reg FDReported its results, and shared information with investors
7. Apr 28, 2026InsiderOfficer sold ~$31K of CATY shares in the open market
8. May 5, 2026InsiderChair sold ~$1.15M of CATY shares in the open market

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Cathay General Bancorp

For Cathay General Bancorp, OQRO holds 8 insider filings (SEC Form 4 or Form 144) and 2 fund holdings reports (13F) dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its CATY page.

Other recent filings by Thomas M. Lo, EVP, Chief Admin Officer

• SEC Form 4 at Cathay General Bancorp (CATY)Aug 27, 2026
• SEC Form 4 at Cathay General Bancorp (CATY)Oct 29, 2025
• SEC Form 4 at Cathay General Bancorp (CATY)May 14, 2025
• SEC Form 4 at Cathay General Bancorp (CATY)Nov 1, 2024

The full history of Thomas M. Lo, EVP, Chief Admin Officer is on the profile page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Cathay General Bancorp

• SEC Form 4Sep 3, 2026
• SEC Form 4Aug 27, 2026
• SEC Form 4Aug 27, 2026
• SEC Form 13F-HRAug 14, 2026
• SEC Form 4Aug 12, 2026
• SEC Form 13F-HRAug 12, 2026

Everything OQRO holds on this company is on its CATY page.