Ai Financial (AIFC)Director bought ~$73K

~$73K

Approx. value · 10K sh @ $7.30

20K

Holds after · shares reported

Traded

Aug 14, 2025

Filed

Oct 9, 2025

The story around this disclosure

Every dated public record OQRO holds about the company from 60 days before to 120 days after, oldest first. It shows what was going on; none of it is a stated reason for the trade.

1. Aug 14, 2025 · this disclosureInsider · Their first buy on recordDirector purchased ~$73K of AIFC shares in the open market

What came next

1. Oct 16, 2025Company filing · Form 8-K · Executive changeChanged a top executive or board member“On October 16, 2025, Peter Tassiopoulos was suspended by the Board of Directors of Alt5 Sigma Corporation (the “Company”) and removed of his duties as Chief Executive Officer.”
2. Nov 21, 2025Company filing · Form 8-K · Executive change, Other newsChanged a top executive or board member, and reported other company news“Effective November 21, 2025, the Board of Directors (the “ Board ”) of the ALT5 Sigma Corporation (the “ Company ”) determined to conclude Jonathan Hugh’s employment as Chief Financial Officer and Acting Chief Executive Officer, without cause.”
3. Nov 21, 2025Company filing · Form 8-K · Auditor changeChanged its auditor“On November 21, 2025, Hudgens CPA, PLLC (“ Hudgens ”) informed ALT5 Sigma Corporation (the “ Company ”) that the sole partner in Hudgens was retiring and effective immediately, Hudgens resigned as the Company’s independent registered public accounting firm.”
4. Dec 2, 2025Company filing · Form 8-K · Listing notice, Reg FDReceived a notice from its stock exchange, and shared information with investors“On December 3, 2025, the Company received a notice from The Nasdaq Stock Market LLC (the “ Notice ”), notifying the Company that, as a result of the Resignation, the Company is not in compliance with the requirements under Nasdaq Listing Rule 5605 (the “ Corporate Governance Requirements ”), specifically Nasdaq Listing Rule 5605(c), which requires, among other things, that the Company have an Audit Committee that…”
5. Dec 8, 2025Company filing · Form 8-K · Auditor changeChanged its auditor“Effective December 8, 2025, the Audit Committee approved the appointment of Victor Mokuolo, CPA PLLC (“VM”) as the Company’s new independent registered public accounting firm for the fiscal year ending December 27, 2025.”
6. Dec 12, 2025Company filing · Form 8-K · Executive changeChanged a top executive or board member“On December 12, 2025 (the “ Effective Date ”), ALT5 Sigma Corporation (the “ Company ”) and Peter Tassiopoulos, the former Chief Executive Officer of the Company, mutually agreed to enter into a Separation Agreement and Mutual Release of Claims (the “ Separation Agreement ”) pursuant to which Mr. Tassiopoulos’ employment with the Company and its affiliates, and his Employment Agreement dated August 26, 2024, will…”

How to read SEC Form 4

Form 4 is the filing that officers, directors and owners of more than 10% of a US-listed company must send to the SEC within two business days after they buy, sell or otherwise change their holding of the company's stock.

Full guide: What is an SEC Form 4?

What else is on file for Ai Financial

OQRO holds no insider, Congress, fund or contract record for Ai Financial dated in the last 90 days.

These are records OQRO holds, counted by their date, not a measure of how much trading took place. Routine paperwork such as option exercises and tax withholding is left out. Everything for the company is on its AIFC page.

How this filing works

• SEC Form 4
• Open-market purchase
• Rule 10b5-1 trading plans

Other disclosures at Ai Financial

• SEC Form 4Dec 10, 2024

Everything OQRO holds on this company is on its AIFC page.