Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
May 15, 2026
Reporting period
Not applicable
Filed with the SEC
May 20, 2026
DirectorIndirect holdingTax withholding
Context
Classification
tax withholding
Code F — shares delivered to pay exercise price or tax liability
Planned / mechanical clue
Tax mechanics (code F)
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001302215-26-000026
Filed / recorded
May 20, 2026, 12:32 AM UTC
Added to OQRO
Oct 6, 2026, 7:59 PM UTC
Parser
form4-xml-v2
Data quality
Verified: identifiers matched exactly
Issuer
HOULIHAN LOKEY, INC.
Issuer CIK
1302215
Ticker
HLI
Reporting person
Todd J Carter
Relationship
Director
Security
CLASS B COMMON STOCK
Table
Derivative (Table II)
Transaction date
May 15, 2026
Transaction code
F
Shares / units
13,707
Price per share
$150.35
Acquired / disposed
Disposed (D)
Shares owned after
76,198
Ownership form
Indirect — By HL Voting Trust
Amendment
No
Footnotes from the filing
Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
Represents shares withheld to cover taxes upon the vesting of existing awards under the Issuer's 2016 Incentive Award Plan.
The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.