Derivative exercise or conversion — not an open-market buy.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Nov 30, 2025
Reporting period
Not applicable
Filed with the SEC
Dec 2, 2025
OfficerOption exercise
Context
Classification
option exercise
Code M — exercise or conversion of a derivative security
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001225208-25-009585
Filed / recorded
Dec 2, 2025, 9:47 PM UTC
Added to OQRO
Oct 2, 2026, 12:26 PM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
RAYMOND JAMES FINANCIAL INC
Issuer CIK
720005
Ticker
RJF
Reporting person
Tarek Helal
Relationship
Officer
Officer title
Chief Strategy Officer
Security
Restricted Stock Units
Table
Derivative (Table II)
Transaction date
Nov 30, 2025
Transaction code
M
Shares / units
611
Price per share
$0.00
Acquired / disposed
Disposed (D)
Shares owned after
611
Ownership form
Direct
Amendment
No
Footnotes from the filing
Each Restricted Stock Unit (RSU) represents a contingent right to receive, upon vesting of the award: (i) one share of common stock, and (ii) accrued cash in lieu of dividends.
RSUs vested 60% on 11/30/2024, 20% on 11/30/2025, and will vest 20% on 11/30/2026.