Insider trade

Officer reported a non-open-market transaction in CAT

Traded Feb 4, 2026 · Filed Feb 6, 2026

CaterpillarCAT

11K
Derivative units · @ $691.82

Why it stands out

Not classified as an open-market trade.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Feb 4, 2026
Reporting period: Not applicable
Filed with the SEC: Feb 6, 2026

OfficerOther

Context

Classification

other

Code J — not an open-market trade

Planned / mechanical clue

None found in footnotes

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001104659-26-011396
Filed / recorded

Feb 6, 2026, 5:44 PM UTC

Added to OQRO

Oct 2, 2026, 3:52 AM UTC

Parser

form4-xml-v1

Data quality

Verified: identifiers matched exactly

Issuer

CATERPILLAR INC

Issuer CIK

18230

Ticker

CAT

Reporting person

Denise C Johnson

Relationship

Officer

Officer title

Group President

Security

Phantom Stock Units

Table

Derivative (Table II)

Transaction date

Feb 4, 2026

Transaction code

J

Shares / units

10,946

Price per share

$691.82

Acquired / disposed

Disposed (D)

Shares owned after

0

Ownership form

Direct

Amendment

No

Footnotes from the filing

Each phantom stock unit under the company's non-qualified deferred compensation plan as reported is generally the economic equivalent of one share of Caterpillar Inc. common stock.
Intra-plan transfer pursuant to the employee's Supplemental Deferred Compensation Plan ("the Plan").
The phantom stock units are to be settled for 100% in cash upon the reporting person's retirement or separation from service.