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CFO exercised or converted 1,077 ROK derivative securities | OQRO

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Insider trades
Rockwell Automation
CFO exercised or converted 1,077 ROK derivative securities

Insider trades

Insider trade

CFO exercised or converted 1,077 ROK derivative securities

Traded Dec 5, 2025 · Filed Dec 6, 2025

ROKRockwell AutomationROK

1,077
Shares

Why it stands out

Derivative exercise or conversion — not an open-market buy.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Dec 5, 2025
Reporting period: Not applicable
Filed with the SEC: Dec 6, 2025

CFOOption exercise

Context

Classification

option exercise

Code M — exercise or conversion of a derivative security

Planned / mechanical clue

Footnote references dividend reinvestment

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001523212-25-000006

Ask Claude or ChatGPT about these filings. Connect OQRO in a minute, then ask things like “which insiders bought this week?”

Filed / recorded

Dec 6, 2025, 12:53 AM UTC

Added to OQRO

Oct 2, 2026, 12:28 PM UTC

Parser

form4-xml-v1

Data quality

Verified: identifiers matched exactly

Issuer

ROCKWELL AUTOMATION, INC

Issuer CIK

1024478

Ticker

ROK

Reporting person

Christian E Rothe

Relationship

Officer

Officer title

Sr. VP and CFO

Security

Common Stock

Table

Non-derivative (Table I)

Transaction date

Dec 5, 2025

Transaction code

Shares / units

1,077

Price per share

$0.00

Acquired / disposed

Acquired (A)

Shares owned after

9,731.7093

Ownership form

Direct

Amendment

Footnotes from the filing

Includes shares acquired under the Company's dividend reinvestment plan as reported by the plan administrator on 9/12/2025

Around the same time

Officer sold ~$314K of Rockwell Automation

Scheduled in advance9mo ago

84Derivative units

9mo ago

Compensation award — excluded from discretionary-purchase analysis.

More Official record

Officer sold ~$112K of Rockwell Automation

Scheduled in advance10mo ago