Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
Nov 25, 2025
Reporting period
Not applicable
Filed with the SEC
Nov 26, 2025
DirectorOther
Context
Classification
other
Code J — not an open-market trade
Planned / mechanical clue
None found in footnotes
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001104659-25-116333
Filed / recorded
Nov 26, 2025, 6:10 PM UTC
Added to OQRO
Oct 2, 2026, 3:52 AM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
CATERPILLAR INC
Issuer CIK
18230
Ticker
CAT
Reporting person
David Maclennan
Relationship
Director
Security
Phantom Stock Units
Table
Derivative (Table II)
Transaction date
Nov 25, 2025
Transaction code
J
Shares / units
72
Price per share
$557.34
Acquired / disposed
Acquired (A)
Shares owned after
389
Ownership form
Direct
Amendment
No
Footnotes from the filing
Each phantom stock unit is equivalent to one share of Caterpillar Inc. common stock.
Intra-plan transfer pursuant to the Director's Deferred Compensation Plan.
The phantom stock units were acquired under the Caterpillar Inc. Director's Deferred Compensation Plan and are to be settled 100% in cash upon the reporting person's retirement or separation from service.
Gilbert Ray Cisneros, Jr. bought