OQRO

Feed News

Explore

Insider trades Fund moves Congressional trades Federal contracts Screener

Yours

Watchlist Alerts Saved Ask Claude or ChatGPT

Create a free account Sign in

OQRO

Search/

Loading…

CFO exercised or converted 406 BR derivative securities | OQRO

Home
Insider trades
Broadridge Financial Solutions
CFO exercised or converted 406 BR derivative securities

Insider trades

Insider trade

CFO exercised or converted 406 BR derivative securities

Traded Oct 1, 2026 · Filed Oct 6, 2026

BRBroadridge Financial SolutionsBR

406
Shares

Why it stands out

Derivative exercise or conversion — not an open-market buy.

Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell

View the official recordSEC Form 4 — Statement of Changes in Beneficial Ownership

All the details

Dates, kept separate

Transaction date: Oct 1, 2026
Reporting period: Not applicable
Filed with the SEC: Oct 6, 2026

CFOOption exercise

Context

Classification

option exercise

Code M — exercise or conversion of a derivative security

Planned / mechanical clue

Footnote references vesting of compensation awards

Only flagged when a footnote says so; never inferred

Source receipt

Record ID: 0001225208-26-008246

Ask Claude or ChatGPT about these filings. Connect OQRO in a minute, then ask things like “which insiders bought this week?”

Filed / recorded

Oct 6, 2026, 1:24 AM UTC

Added to OQRO

Oct 6, 2026, 1:24 PM UTC

Parser

form4-xml-v1

Data quality

Verified: identifiers matched exactly

Issuer

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Issuer CIK

1383312

Ticker

Reporting person

Ashima Ghei

Relationship

Officer

Officer title

CFO

Security

Common Stock

Table

Non-derivative (Table I)

Transaction date

Oct 1, 2026

Transaction code

Shares / units

406

Price per share

$0.00

Acquired / disposed

Acquired (A)

Shares owned after

6,433

Ownership form

Direct

Amendment

Footnotes from the filing

Each Restricted Stock Unit represented one share of Broadridge common stock and on October 1, 2026 406 Restricted Stock Units vested and converted into an equal number of shares of common stock.

Around the same time

Thomas P Carey (Corporate VP) sold ~$400K of Broadridge Financial Solutions

Automatic saleFiled yesterday

Richard John StingiCorporate VP and CHRO

Filed yesterday

1,109Shares · @ $161.15

Traded Oct 1 · filed 5 days later

Routine share withholding; mechanical by default.

More Official record

Christopher John PerryPresident

Filed yesterday

4,752Shares · @ $161.15

Traded Oct 1 · filed 5 days later

Routine share withholding; mechanical by default.

More Official record