Derivative exercise or conversion — not an open-market buy.
Written from the filing's own figures. OQRO describes what was reported and never tells you what to buy or sell
View the official recordSEC Form 4 — Statement of Changes in Beneficial OwnershipAll the details
Dates, kept separate
Transaction date
May 2, 2026
Reporting period
Not applicable
Filed with the SEC
May 6, 2026
DirectorIndirect holdingOption exercise
Context
Classification
option exercise
Code M — exercise or conversion of a derivative security
Planned / mechanical clue
Footnote references vesting of compensation awards
Only flagged when a footnote says so; never inferred
Source receipt
Record ID
0001353179-26-000004
Filed / recorded
May 6, 2026, 4:34 AM UTC
Added to OQRO
Oct 6, 2026, 3:07 PM UTC
Parser
form4-xml-v1
Data quality
Verified: identifiers matched exactly
Issuer
ADVANCED ENERGY INDUSTRIES INC
Issuer CIK
927003
Ticker
AEIS
Reporting person
Brian Shirley
Relationship
Director
Security
Common Stock
Table
Non-derivative (Table I)
Transaction date
May 2, 2026
Transaction code
M
Shares / units
2,313
Acquired / disposed
Acquired (A)
Shares owned after
7,897
Ownership form
Indirect — By The Shirley Family Trust
Amendment
No
Footnotes from the filing
On May 2, 2025, the reporting person was granted 2,313 restricted stock units, which vested on the one-year anniversary of the grant date. Restricted stock units covert to common stock on a one-for-one basis.
Of this total amount of 7,897 shares: (A) 2,313 shares were issued and are held directly by the reporting person, and the reporting person has instructions in place to transfer the 2,313 shares to The Shirley Family Trust; and (B) 5,584 shares are held indirectly by The Shirley Family Trust, for which the reporting person and his spouse serve as trustees and are beneficiaries.
